VERTICAL CAP INCOME FD

Ticker: CCIF CUSIP: 92535C104 Class: SHS BEN INT

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 1,824 Value ($000) $18 Avg Close — Range —

Q4 2019

Shares 10,003 Value ($000) $104 Avg Close — Range —

Q3 2019

Shares 14,039 Value ($000) $149 Avg Close — Range —

Q2 2019

Shares 23,868 Value ($000) $226 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	1,824	$18	—	—
Q4 2019	10,003	$104	—	—
Q3 2019	14,039	$149	—	—
Q2 2019	23,868	$226	—	—