VISTAGEN THERAPEUTICS INC

Ticker: VTGN CUSIP: 92840H400 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
ORBIMED ADVISORS LLC3,060,000$2,025
TCG Crossover Management, LLC2,676,580$1,772
VANGUARD GROUP INC1,824,738$1,208
ADAR1 Capital Management, LLC623,575$413
STEMPOINT CAPITAL LP616,749$142
JANE STREET GROUP, LLC527,127$349
Ikarian Capital, LLC519,077$344
BlackRock, Inc.422,759$280
GEODE CAPITAL MANAGEMENT, LLC352,836$234
LUMINUS MANAGEMENT LLC350,000$232
SUSQUEHANNA INTERNATIONAL GROUP, LLP334,786$222
AdvisorShares Investments LLC250,188$166
MILLENNIUM MANAGEMENT LLC197,045$130
TWO SIGMA INVESTMENTS, LP195,570$129
RENAISSANCE TECHNOLOGIES LLC160,791$106
DIMENSIONAL FUND ADVISORS LP151,874$101
TWO SIGMA ADVISERS, LP137,732$91
BOOTHBAY FUND MANAGEMENT, LLC134,571$89
STATE STREET CORP121,114$80
GROUP ONE TRADING, L.P.106,137$70
OMERS ADMINISTRATION Corp103,400$68
DIADEMA PARTNERS LP100,000$66
TUDOR INVESTMENT CORP ET AL76,172$50
NORTHERN TRUST CORP72,655$48
Seven Fleet Capital Management LP62,701$42
Qube Research & Technologies Ltd60,139$40
OCCUDO QUANTITATIVE STRATEGIES LP59,038$39
UBS Group AG51,993$34
AMERICAN CENTURY COMPANIES INC48,770$32
Virtu Financial LLC37,739$0
HRT FINANCIAL LP37,585$0
Engineers Gate Manager LP30,490$20
Persistent Asset Partners Ltd26,612$18
Kestra Advisory Services, LLC26,033$17
CHARLES SCHWAB INVESTMENT MANAGEMENT INC23,302$15
Schonfeld Strategic Advisors LLC21,736$14
HighTower Advisors, LLC20,628$14
Lighthouse Investment Partners, LLC20,580$14
MARSHALL WACE, LLP19,973$13
Truvestments Capital LLC16,992$11
Caption Management, LLC16,770$11
StoneX Group Inc.13,349$9
MORGAN STANLEY12,658$8
DRW Securities, LLC10,000$7
Tower Research Capital LLC (TRC)8,564$6
OSAIC HOLDINGS, INC.5,269$3
BANK OF AMERICA CORP /DE/3,145$2
Performa Ltd (US), LLC1,000$1
CWM, LLC582$0
MAI Capital Management526$0
SBI Securities Co., Ltd.288$0
JONES FINANCIAL COMPANIES LLLP114$0
Fairman Group, LLC29$0
JPMORGAN CHASE & CO16$0
BNP PARIBAS ARBITRAGE, SA13$0
Total (55 institutions)13,752,110$8,786