CUSIP: 92939UAR7 Class: NOTE 4.375% 6/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| NATIXIS | 15,000 | $17,558 |
| CITIGROUP INC | 4,528,000 | $5,282 |
| UBS Group AG | 6,345,000 | $7,401 |
| Jefferies Financial Group Inc. | 118,000 | $137 |
| MML INVESTORS SERVICES, LLC | 40,000 | $47 |
| CoreCap Advisors, LLC | 5,000 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Aequim Alternative Investments LP | 85,000,000 | 123,500,000 | +38,500,000 (+45.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 19,948,000 | 28,784,000 | +8,836,000 (+44.3%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 23,942,000 | 48,595,000 | +24,653,000 (+103.0%) |
| VICTORY CAPITAL MANAGEMENT INC | 12,724,000 | 29,715,000 | +16,991,000 (+133.5%) |
| Parallax Volatility Advisers, L.P. | 13,615,000 | 16,457,000 | +2,842,000 (+20.9%) |
| Russell Investments Group, Ltd. | 210,000 | 3,033,000 | +2,823,000 (+1344.3%) |
| WELLINGTON MANAGEMENT GROUP LLP | 19,380,000 | 24,898,000 | +5,518,000 (+28.5%) |
| STATE STREET CORP | 17,012,000 | 18,475,000 | +1,463,000 (+8.6%) |
| AMERIPRISE FINANCIAL INC | 13,500,000 | 14,505,000 | +1,005,000 (+7.4%) |
| BANK OF AMERICA CORP /DE/ | 3,357,000 | 4,434,000 | +1,077,000 (+32.1%) |
| LAZARD ASSET MANAGEMENT LLC | 79,299,000 | 99,692,000 | +20,393,000 (+25.7%) |
| &PARTNERS | 10,000 | 14,000 | +4,000 (+40.0%) |
| Balboa Wealth Partners | 27,000 | 28,000 | +1,000 (+3.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 3,571,000 | 2,336,000 | -1,235,000 (-34.6%) |
| Lombard Odier Asset Management (Europe) Ltd | 4,448,000 | 1,400,000 | -3,048,000 (-68.5%) |
| RWC Asset Management LLP | 10,500,000 | 10,000,000 | -500,000 (-4.8%) |
| CITADEL ADVISORS LLC | 100,400,000 | 40,900,000 | -59,500,000 (-59.3%) |
| MARSHALL WACE, LLP | 32,500,000 | 25,000,000 | -7,500,000 (-23.1%) |
| OAKTREE CAPITAL MANAGEMENT LP | 12,414,000 | 11,957,000 | -457,000 (-3.7%) |
| MACKAY SHIELDS LLC | 5,508,000 | 5,334,000 | -174,000 (-3.2%) |
| TORONTO DOMINION BANK | 3,000,000 | 400,000 | -2,600,000 (-86.7%) |
| MORGAN STANLEY | 21,462,000 | 7,584,000 | -13,878,000 (-64.7%) |
| TWO SIGMA INVESTMENTS, LP | 45,500,000 | 44,246,000 | -1,254,000 (-2.8%) |
| BlackRock, Inc. | 49,515,000 | 40,795,000 | -8,720,000 (-17.6%) |
| WELLS FARGO & COMPANY/MN | 15,151,000 | 11,719,000 | -3,432,000 (-22.7%) |
| BNP PARIBAS ARBITRAGE, SA | 1,260,000 | 193,000 | -1,067,000 (-84.7%) |
| DEUTSCHE BANK AG\ | 5,448,000 | 4,820,000 | -628,000 (-11.5%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 169,000 | 167,000 | -2,000 (-1.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Daiwa Securities Group Inc. | 15,000,000 | $18 |
| FIFTH THIRD BANCORP | 10,000 | $1,227 |
| D. E. Shaw & Co., Inc. | 1,908,000 | $2,342 |
| JANE STREET GROUP, LLC | 738,000 | $905 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 2,500,000 | $31 |
| MIZUHO SECURITIES USA LLC | 18,000 | $21 |