CUSIP: 94419LAP6 Class: NOTE 3.250% 9/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| DeepCurrents Investment Group LLC | 34,715,000 | $58,049 |
| BALYASNY ASSET MANAGEMENT L.P. | 18,350,000 | $30,659 |
| Nuveen, LLC | 20,000,000 | $33,276 |
| Jefferies Financial Group Inc. | 75,000 | $125 |
| BNP Paribas Investment Partners S.A. | 1,750,000 | $3 |
| NewEdge Advisors, LLC | 14,000 | $23 |
| WELLS FARGO & COMPANY/MN | 5,000 | $8 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | 30,344,000 | 92,235,000 | +61,891,000 (+204.0%) |
| UBS Group AG | 1,000 | 7,000 | +6,000 (+600.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| HBK INVESTMENTS L P | 37,500,000 | 4,375,000 | -33,125,000 (-88.3%) |
| SSI INVESTMENT MANAGEMENT LLC | 7,921,000 | 4,878,000 | -3,043,000 (-38.4%) |
| LINDEN ADVISORS LP | 46,367,000 | 20,327,000 | -26,040,000 (-56.2%) |
| BNP PARIBAS ARBITRAGE, SA | 97,653,000 | 11,620,000 | -86,033,000 (-88.1%) |
| D. E. Shaw & Co., Inc. | 75,189,000 | 5,789,000 | -69,400,000 (-92.3%) |
| Voya Investment Management LLC | 142,520,000 | 122,455,000 | -20,065,000 (-14.1%) |
| Central Pacific Bank - Trust Division | 424,000 | 250,000 | -174,000 (-41.0%) |
| DNCA FINANCE | 320,000 | 150,000 | -170,000 (-53.1%) |
| FRANKLIN RESOURCES INC | 67,861,000 | 56,775,000 | -11,086,000 (-16.3%) |
| GOLDMAN SACHS GROUP INC | 7,440,000 | 33,000 | -7,407,000 (-99.6%) |
| JPMORGAN CHASE & CO | 25,303,000 | 16,552,000 | -8,751,000 (-34.6%) |
| BANK OF AMERICA CORP /DE/ | 13,468,600 | 5,374,600 | -8,094,000 (-60.1%) |
| STATE STREET CORP | 13,854,000 | 10,629,000 | -3,225,000 (-23.3%) |
| WELLINGTON MANAGEMENT GROUP LLP | 2,504,000 | 237,000 | -2,267,000 (-90.5%) |
| MORGAN STANLEY | 2,393,000 | 310,000 | -2,083,000 (-87.0%) |
| CITIGROUP INC | 645,000 | 141,000 | -504,000 (-78.1%) |
| BlackRock, Inc. | 6,675,000 | 6,175,000 | -500,000 (-7.5%) |
| Bank of New York Mellon Corp | 400,000 | 263,000 | -137,000 (-34.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 12,500,000 | $19,047 |
| CAMDEN ASSET MANAGEMENT L P /CA | 2,875,000 | $4,381 |
| SHENKMAN CAPITAL MANAGEMENT INC | 360,000 | $550 |
| MILLENNIUM MANAGEMENT LLC | 33,553,000 | $50,974 |
| BARINGS LLC | 1,020,000 | $1,554 |
| OAKTREE CAPITAL MANAGEMENT LP | 900,000 | $1,374 |
| TWO SIGMA INVESTMENTS, LP | 5,000,000 | $7,619 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 368,000 | $562 |
| Traub Capital Management LLC | 14,000 | $21 |
| Man Group plc | 1,665,000 | $2,516 |
| AMERIPRISE FINANCIAL INC | 5,000,000 | $7,619 |
| MACQUARIE GROUP LTD | 1,200,000 | $1,805 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 800,000 | $1,220 |
| DEUTSCHE BANK AG\ | 876,000 | $1,335 |
| JANE STREET GROUP, LLC | 375,000 | $569 |
| BARCLAYS PLC | 382,000 | $461 |
| ROYAL BANK OF CANADA | 95,000 | $143 |
| SG Americas Securities, LLC | 10,000 | $2 |