CUSIP: 94987B105 Class: INC OPPTY FD
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Logan Stone Capital, LLC | 39,734 | $269 |
| MELFA WEALTH MANAGEMENT, LLC | 17,923 | $122 |
| Advisors Asset Management, Inc. | 122,646 | $832 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,602 | $160 |
| Rothschild Wealth LLC | 13,250 | $90 |
| GC Wealth Management RIA, LLC | 18,819 | $128 |
| Corient Private Wealth LLC | 120,734 | $819 |
| Pinnacle Wealth Planning Services, Inc. | 7,166 | $49 |
| Global Retirement Partners, LLC | 16,736 | $113 |
| Marex Group plc | 17,834 | $121 |
| Focus Partners Wealth | 13,146 | $89 |
| Private Wealth Management Group, LLC | 200 | $1 |
| Smithfield Trust Co | 122 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaker Financial Services, LLC | 504,003 | 586,829 | +82,826 (+16.4%) |
| ADAPT WEALTH ADVISORS, LLC | 108,245 | 120,904 | +12,659 (+11.7%) |
| SIT INVESTMENT ASSOCIATES INC | 1,308,347 | 1,619,702 | +311,355 (+23.8%) |
| Luken Investment Analytics, LLC | 139,234 | 141,478 | +2,244 (+1.6%) |
| READYSTATE ASSET MANAGEMENT LP | 64,444 | 87,559 | +23,115 (+35.9%) |
| WOLVERINE ASSET MANAGEMENT LLC | 9,512 | 85,393 | +75,881 (+797.7%) |
| Pathstone Holdings, LLC | 1,420,126 | 1,523,021 | +102,895 (+7.2%) |
| GUGGENHEIM CAPITAL LLC | 980,779 | 1,043,674 | +62,895 (+6.4%) |
| PFG Investments, LLC | 57,303 | 69,895 | +12,592 (+22.0%) |
| Fiera Capital Corp | 126,027 | 172,817 | +46,790 (+37.1%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,447 | 87,895 | +72,448 (+469.0%) |
| LPL Financial LLC | 309,223 | 347,232 | +38,009 (+12.3%) |
| JANE STREET GROUP, LLC | 17,975 | 48,588 | +30,613 (+170.3%) |
| RAYMOND JAMES FINANCIAL INC | 68,853 | 88,318 | +19,465 (+28.3%) |
| Invesco Ltd. | 951,416 | 963,243 | +11,827 (+1.2%) |
| Noble Wealth Management PBC | 1,900 | 2,900 | +1,000 (+52.6%) |
| ROYAL BANK OF CANADA | 60,694 | 70,050 | +9,356 (+15.4%) |
| PRINCIPAL SECURITIES, INC. | 164,361 | 168,347 | +3,986 (+2.4%) |
| OSAIC HOLDINGS, INC. | 96,477 | 102,044 | +5,567 (+5.8%) |
| CoreCap Advisors, LLC | 3,330 | 6,330 | +3,000 (+90.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Rareview Capital LLC | 374,952 | 55,900 | -319,052 (-85.1%) |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 378,755 | 290,677 | -88,078 (-23.3%) |
| MORGAN STANLEY | 4,048,612 | 3,962,540 | -86,072 (-2.1%) |
| Stratos Wealth Partners, LTD. | 57,690 | 41,490 | -16,200 (-28.1%) |
| BANK OF AMERICA CORP /DE/ | 63,499 | 21,408 | -42,091 (-66.3%) |
| BROWN ADVISORY INC | 220,649 | 204,649 | -16,000 (-7.3%) |
| Fingerlakes Wealth Management, Inc. | 21,452 | 20,758 | -694 (-3.2%) |
| Clearstead Advisors, LLC | 19,948 | 13,240 | -6,708 (-33.6%) |
| ACCREDITED INVESTOR SERVICES, LLC | 22,635 | 22,218 | -417 (-1.8%) |
| SRS Capital Advisors, Inc. | 2,000 | 1,000 | -1,000 (-50.0%) |
| NewEdge Advisors, LLC | 48,300 | 47,300 | -1,000 (-2.1%) |
| Capital Investment Advisors, LLC | 22,250 | 21,420 | -830 (-3.7%) |
| AMERIPRISE FINANCIAL INC | 24,336 | 23,535 | -801 (-3.3%) |
| CHOREO, LLC | 26,051 | 25,417 | -634 (-2.4%) |
| COMERICA BANK | 2,052 | 1,433 | -619 (-30.2%) |
| Merit Financial Group, LLC | 22,536 | 22,229 | -307 (-1.4%) |
| WELLS FARGO & COMPANY/MN | 11 | 1 | -10 (-90.9%) |
| PARK AVENUE SECURITIES LLC | 18,018 | 17,266 | -752 (-4.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| KPP Advisory Services LLC | 29,016 | $203 |
| VSM Wealth Advisory, LLC | 10,898 | $76 |
| Clear Creek Financial Management, LLC | 12,648 | $89 |
| Apollon Wealth Management, LLC | 11,950 | $84 |
| Creative Planning | 10,644 | $75 |
| Advisory Services Network, LLC | 3,078 | $22 |
| MAI Capital Management | 3,181 | $22 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 1,700 | $12 |
| FNY Investment Advisers, LLC | 1,800 | $0 |
| Cedar Mountain Advisors, LLC | 9 | $0 |