CUSIP: 95766B109 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| GraniteShares Advisors LLC | 426,368 | $2,733 |
| ECLECTIC ASSOCIATES INC /ADV | 14,602 | $94 |
| TWO SIGMA SECURITIES, LLC | 11,762 | $75 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,098 | $135 |
| SeaCrest Wealth Management, LLC | 11,507 | $74 |
| JANE STREET GROUP, LLC | 18,563 | $119 |
| ENVESTNET ASSET MANAGEMENT INC | 13,516 | $87 |
| Indiana Trust & Investment Management CO | 1,336 | $9 |
| Kestra Advisory Services, LLC | 5,493 | $35 |
| HRT FINANCIAL LP | 19,068 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 311,135 | 467,620 | +156,485 (+50.3%) |
| Quarry LP | 125,756 | 187,883 | +62,127 (+49.4%) |
| Total Wealth Planning & Management, Inc. | 43,980 | 47,469 | +3,489 (+7.9%) |
| Rareview Capital LLC | 44,181 | 48,390 | +4,209 (+9.5%) |
| Robinson Capital Management, LLC | 95,930 | 98,930 | +3,000 (+3.1%) |
| AMERIPRISE FINANCIAL INC | 325,433 | 703,716 | +378,283 (+116.2%) |
| OSAIC HOLDINGS, INC. | 106,114 | 136,908 | +30,794 (+29.0%) |
| MORGAN STANLEY | 179,553 | 192,202 | +12,649 (+7.0%) |
| NewEdge Advisors, LLC | 87,259 | 97,343 | +10,084 (+11.6%) |
| Integrity Advisory Solutions, LLC | 12,628 | 13,984 | +1,356 (+10.7%) |
| WELLS FARGO & COMPANY/MN | 28,582 | 31,991 | +3,409 (+11.9%) |
| WOLVERINE ASSET MANAGEMENT LLC | 10,007 | 12,687 | +2,680 (+26.8%) |
| Merit Financial Group, LLC | 10,532 | 12,239 | +1,707 (+16.2%) |
| UBS Group AG | 48,043 | 49,859 | +1,816 (+3.8%) |
| ROYAL BANK OF CANADA | 40,680 | 41,586 | +906 (+2.2%) |
| BANK OF AMERICA CORP /DE/ | 19,421 | 20,250 | +829 (+4.3%) |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 10,003 | 10,401 | +398 (+4.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaker Financial Services, LLC | 553,533 | 423,874 | -129,659 (-23.4%) |
| SIT INVESTMENT ASSOCIATES INC | 3,957,084 | 3,430,965 | -526,119 (-13.3%) |
| GUGGENHEIM CAPITAL LLC | 743,848 | 702,855 | -40,993 (-5.5%) |
| J.W. COLE ADVISORS, INC. | 266,311 | 251,902 | -14,409 (-5.4%) |
| Westmount Partners, LLC | 13,000 | 10,000 | -3,000 (-23.1%) |
| Invesco Ltd. | 394,019 | 369,965 | -24,054 (-6.1%) |
| LPL Financial LLC | 100,931 | 78,322 | -22,609 (-22.4%) |
| Tactive Advisors, LLC | 21,091 | 19,363 | -1,728 (-8.2%) |
| CITADEL ADVISORS LLC | 16,080 | 12,835 | -3,245 (-20.2%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,044 | 18,244 | -1,800 (-9.0%) |
| Larson Financial Group LLC | 2,300 | 1,674 | -626 (-27.2%) |
| Advisory Services Network, LLC | 12,242 | 11,982 | -260 (-2.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Mach-1 Financial Group, LLC | 12,628 | $83 |
| Apollon Wealth Management, LLC | 19,479 | $129 |
| RAYMOND JAMES FINANCIAL INC | 13,763 | $91 |
| Cetera Investment Advisers | 12,502 | $83 |
| Ameritas Advisory Services, LLC | 2,677 | $18 |
| PRINCIPAL SECURITIES, INC. | 2,771 | $18 |
| Rockefeller Capital Management L.P. | 1,713 | $11 |
| Virtu Financial LLC | 13,715 | $0 |
| FNY Investment Advisers, LLC | 700 | $0 |