WESTERN ASSET INVT GRADE DEF

CUSIP: 95790A101 Class: CEF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (3)

Karpus Management, Inc.
Value ($000) $1,814 Shares 109,933
Olistico Wealth, LLC
Value ($000) $24 Shares 1,468
SRS Capital Advisors, Inc.
Value ($000) $38 Shares 2,302

Increased Positions (8)

1607 Capital Partners, LLC
Value ($000) $6,274 (+15.5%) Shares 380,260 (+16.9%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $13 (+61.3%) Shares 767,986 (+63.2%)
WELLS FARGO & COMPANY/MN
Value ($000) $1,252 (+30.1%) Shares 75,892 (+31.6%)
STIFEL FINANCIAL CORP
Value ($000) $273 (+59.9%) Shares 16,530 (+61.8%)
AMERIPRISE FINANCIAL INC
Value ($000) $281 (+11.7%) Shares 17,016 (+13.0%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $1,515 (+0.1%) Shares 91,821 (+1.3%)
JONES FINANCIAL COMPANIES LLLP
Value ($000) $62 (+6.1%) Shares 3,759 (+6.6%)
Janney Montgomery Scott LLC
Value ($000) $1 (+2.2%) Shares 30,485 (+3.4%)

Decreased Positions (6)

Hennion & Walsh Asset Management, Inc.
Value ($000) $604 (-57.3%) Shares 36,582 (-56.8%)
UBS Group AG
Value ($000) $5,079 (-7.1%) Shares 307,844 (-6.0%)
Rockefeller Capital Management L.P.
Value ($000) $49 (-78.7%) Shares 2,979 (-78.4%)
GUGGENHEIM CAPITAL LLC
Value ($000) $2,121 (-5.3%) Shares 128,519 (-4.2%)
WOLVERINE ASSET MANAGEMENT LLC
Value ($000) $897 (-7.8%) Shares 54,363 (-6.7%)
BANK OF AMERICA CORP /DE/
Value ($000) $411 (-8.6%) Shares 24,905 (-7.6%)

Exited Positions (5)

Shaker Financial Services, LLC
Value ($000) $446 Shares 26,623
COMERICA BANK
Value ($000) $32 Shares 1,900
SUMMIT SECURITIES GROUP LLC
Value ($000) $3 Shares 200
NewEdge Advisors, LLC
Value ($000) $4 Shares 225
FNY Investment Advisers, LLC
Value ($000) $0 Shares 300