WESTERN ASSET MTG DEFINED OP

CUSIP: 95790B109 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Logan Stone Capital, LLC
Value ($000) $369 Shares 33,392
TWO SIGMA SECURITIES, LLC
Value ($000) $151 Shares 13,634
Marex Group plc
Value ($000) $189 Shares 17,100
Kestra Advisory Services, LLC
Value ($000) $24 Shares 2,187

Increased Positions (14)

Noble Wealth Management PBC
Value ($000) $154 (+326.5%) Shares 13,897 (+351.9%)
INTEGRATED CAPITAL MANAGEMENT, INC.
Value ($000) $195 (-1.9%) Shares 17,674 (+4.0%)
LPL Financial LLC
Value ($000) $2,783 (+7.3%) Shares 251,590 (+13.7%)
MORGAN STANLEY
Value ($000) $1,879 (+12.2%) Shares 169,919 (+18.9%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $1,227 (+19.1%) Shares 110,957 (+26.2%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $2,901 (+2.1%) Shares 262,328 (+8.2%)
ROYAL BANK OF CANADA
Value ($000) $4,327 (-1.9%) Shares 391,231 (+4.0%)
Aviance Capital Partners, LLC
Value ($000) $448 (-2.0%) Shares 40,548 (+3.8%)
MML INVESTORS SERVICES, LLC
Value ($000) $149 (-0.1%) Shares 13,465 (+5.9%)
BANK OF AMERICA CORP /DE/
Value ($000) $188 (-2.2%) Shares 17,039 (+3.6%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $397 (+97208.8%) Shares 35,897 (+3.2%)
PIN OAK INVESTMENT ADVISORS INC
Value ($000) $0 (-99.9%) Shares 590 (+31.1%)
Kilter Group LLC
Value ($000) $13 (-1.4%) Shares 1,177 (+4.5%)
Rockefeller Capital Management L.P.
Value ($000) $4 (-4.0%) Shares 323 (+1.6%)

Decreased Positions (12)

Thomas J. Herzfeld Advisors, Inc.
Value ($000) $1,348 (-16.4%) Shares 121,852 (-11.4%)
Baird Financial Group, Inc.
Value ($000) $1,401 (-46.6%) Shares 126,656 (-43.4%)
JOURNEY STRATEGIC WEALTH LLC
Value ($000) $148 (-47.2%) Shares 13,350 (-44.0%)
SeaCrest Wealth Management, LLC
Value ($000) $356 (-11.9%) Shares 32,372 (-4.5%)
GUGGENHEIM CAPITAL LLC
Value ($000) $667 (-12.3%) Shares 60,339 (-7.1%)
OSAIC HOLDINGS, INC.
Value ($000) $516 (-15.9%) Shares 46,660 (-9.6%)
CHOREO, LLC
Value ($000) $178 (-18.3%) Shares 16,058 (-13.6%)
UBS Group AG
Value ($000) $296 (-8.2%) Shares 26,804 (-2.7%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $3 (-46.3%) Shares 316 (-43.1%)
COMERICA BANK
Value ($000) $3 (-29.1%) Shares 232 (-24.9%)
WELLS FARGO & COMPANY/MN
Value ($000) $0 (-83.0%) Shares 2 (-77.8%)
PARK AVENUE SECURITIES LLC
Value ($000) $1 (-6.8%) Shares 77,644 (-1.3%)

Exited Positions (4)

Consolidated Portfolio Review Corp
Value ($000) $2,091 Shares 178,414
Pacifica Partners Inc.
Value ($000) $12 Shares 1,006
Advisory Services Network, LLC
Value ($000) $19 Shares 1,589
FNY Investment Advisers, LLC
Value ($000) $0 Shares 200