WESTERN ASSET GLOBAL CP DEFI

CUSIP: 95790C107 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (1)

Kestra Advisory Services, LLC
Value ($000) $84 Shares 7,140

Increased Positions (9)

Shaker Financial Services, LLC
Value ($000) $1,121 (+175.2%) Shares 94,936 (+181.0%)
GUGGENHEIM CAPITAL LLC
Value ($000) $924 (+43.8%) Shares 78,231 (+44.7%)
Fiera Capital Corp
Value ($000) $1,236 (+41.7%) Shares 104,687 (+42.6%)
OSAIC HOLDINGS, INC.
Value ($000) $2,090 (+21.2%) Shares 176,944 (+22.3%)
MORGAN STANLEY
Value ($000) $1,915 (+11.6%) Shares 162,182 (+12.3%)
AMERIPRISE FINANCIAL INC
Value ($000) $1,784 (+10.1%) Shares 151,089 (+10.7%)
Cetera Investment Advisers
Value ($000) $234 (+42.7%) Shares 19,836 (+43.6%)
UBS Group AG
Value ($000) $788 (+8.0%) Shares 66,708 (+8.6%)
ROYAL BANK OF CANADA
Value ($000) $405 (+1.5%) Shares 34,287 (+2.1%)

Decreased Positions (7)

Smith Asset Management Co., LLC
Value ($000) $1,366 (-9.1%) Shares 115,663 (-8.5%)
1607 Capital Partners, LLC
Value ($000) $815 (-27.8%) Shares 69,006 (-27.4%)
Sanctuary Advisors, LLC
Value ($000) $215 (-48.8%) Shares 18,191 (-49.3%)
BANK OF AMERICA CORP /DE/
Value ($000) $292 (-26.6%) Shares 24,704 (-26.2%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $735 (-12.4%) Shares 62,277 (-11.9%)
Dynamic Advisor Solutions LLC
Value ($000) $642 (-5.2%) Shares 54,328 (-4.6%)
WELLS FARGO & COMPANY/MN
Value ($000) $236 (-17.7%) Shares 20,008 (-17.2%)

Exited Positions (5)

SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $177 Shares 14,895
Advisory Services Network, LLC
Value ($000) $37 Shares 3,137
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $45 Shares 3,762
FNY Investment Advisers, LLC
Value ($000) $0 Shares 1,200
BESSEMER GROUP INC
Value ($000) $0 Shares 1,905