CUSIP: 95790K109 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Shaker Financial Services, LLC | 133,212 | $1,859 |
| READYSTATE ASSET MANAGEMENT LP | 210,479 | $2,907 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,843 | $744 |
| &PARTNERS | 224,817 | $3,105 |
| SIT INVESTMENT ASSOCIATES INC | 191,637 | $3 |
| XTX Topco Ltd | 14,052 | $194 |
| Pinnacle Wealth Planning Services, Inc. | 5,572 | $77 |
| Concurrent Investment Advisors, LLC | 21,905 | $303 |
| BALYASNY ASSET MANAGEMENT L.P. | 88,811 | $1,226 |
| Sanctuary Advisors, LLC | 19,000 | $262 |
| MAI Capital Management | 1,410 | $19 |
| SageView Advisory Group, LLC | 400 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Penserra Capital Management LLC | 1,332,621 | 1,468,516 | +135,895 (+10.2%) |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 133,668 | 135,929 | +2,261 (+1.7%) |
| RAYMOND JAMES FINANCIAL INC | 95,604 | 531,289 | +435,685 (+455.7%) |
| Global Retirement Partners, LLC | 1,710 | 13,860 | +12,150 (+710.5%) |
| GUGGENHEIM CAPITAL LLC | 176,139 | 194,802 | +18,663 (+10.6%) |
| STIFEL FINANCIAL CORP | 198,979 | 215,582 | +16,603 (+8.3%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,295 | 29,706 | +19,411 (+188.5%) |
| NewEdge Advisors, LLC | 24,358 | 35,505 | +11,147 (+45.8%) |
| Integrated Wealth Concepts LLC | 43,422 | 50,596 | +7,174 (+16.5%) |
| FIRST TRUST ADVISORS LP | 151,745 | 163,755 | +12,010 (+7.9%) |
| Baird Financial Group, Inc. | 32,875 | 43,734 | +10,859 (+33.0%) |
| JANE STREET GROUP, LLC | 37,614 | 50,172 | +12,558 (+33.4%) |
| BlackRock, Inc. | 6,980 | 14,416 | +7,436 (+106.5%) |
| ROYAL BANK OF CANADA | 217,847 | 222,980 | +5,133 (+2.4%) |
| OPPENHEIMER & CO INC | 56,678 | 59,395 | +2,717 (+4.8%) |
| OSAIC HOLDINGS, INC. | 16,016 | 18,016 | +2,000 (+12.5%) |
| Private Advisor Group, LLC | 14,374 | 14,978 | +604 (+4.2%) |
| AdvisorNet Financial, Inc | 5,129 | 5,530 | +401 (+7.8%) |
| SIGNATUREFD, LLC | 4,661 | 4,857 | +196 (+4.2%) |
| Thrivent Financial for Lutherans | 32,000 | 50,220 | +18,220 (+56.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Advisors Asset Management, Inc. | 398,104 | 289,051 | -109,053 (-27.4%) |
| Hennion & Walsh Asset Management, Inc. | 458,916 | 447,851 | -11,065 (-2.4%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 271,391 | 14,778 | -256,613 (-94.6%) |
| MORGAN STANLEY | 4,682,379 | 4,350,906 | -331,473 (-7.1%) |
| WELLS FARGO & COMPANY/MN | 1,068,646 | 914,476 | -154,170 (-14.4%) |
| Invesco Ltd. | 167,038 | 122,917 | -44,121 (-26.4%) |
| UBS Group AG | 48,228 | 42,416 | -5,812 (-12.1%) |
| JOURNEY STRATEGIC WEALTH LLC | 30,000 | 28,000 | -2,000 (-6.7%) |
| LPL Financial LLC | 177,389 | 173,591 | -3,798 (-2.1%) |
| Mariner, LLC | 15,897 | 13,463 | -2,434 (-15.3%) |
| TRUIST FINANCIAL CORP | 12,059 | 10,268 | -1,791 (-14.9%) |
| WPG Advisers, LLC | 2,624 | 2,422 | -202 (-7.7%) |
| Merit Financial Group, LLC | 11,078 | 10,507 | -571 (-5.2%) |
| SeaCrest Wealth Management, LLC | 16,593 | 16,283 | -310 (-1.9%) |
| COMERICA BANK | 10,193 | 10,087 | -106 (-1.0%) |
| Cambridge Investment Research Advisors, Inc. | 41,449 | 12,666 | -28,783 (-69.4%) |
| WEDBUSH SECURITIES INC | 24,659 | 23,109 | -1,550 (-6.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Consolidated Portfolio Review Corp | 143,619 | $2,113 |
| Polar Asset Management Partners Inc. | 262,130 | $3,856 |
| Newbridge Financial Services Group, Inc. | 2,504 | $37 |
| Advisory Services Network, LLC | 6,600 | $97 |
| PIN OAK INVESTMENT ADVISORS INC | 125 | $2 |
| Decker Retirement Planning Inc. | 100 | $1 |
| HRT FINANCIAL LP | 13,084 | $0 |
| FNY Investment Advisers, LLC | 1,000 | $0 |