WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 540 Value ($000) $8 Avg Close $15.10 Range $13.99 - $15.94

Q3 2013

Shares 630 Value ($000) $9 Avg Close $15.38 Range $14.36 - $15.95

Q2 2013

Shares 430 Value ($000) $7 Avg Close $15.51 Range $14.10 - $16.04

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	540	$8	$15.10	$13.99 - $15.94
Q3 2013	630	$9	$15.38	$14.36 - $15.95
Q2 2013	430	$7	$15.51	$14.10 - $16.04