WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Lalia Capital, LLC665,873$4,628
CastleKnight Management LP292,456$2,033
TWO SIGMA INVESTMENTS, LP257,519$1,790
Ethos Financial Group, LLC243,940$1,695
TWO SIGMA ADVISERS, LP206,252$1,433
BANK OF AMERICA CORP /DE/185,004$1,286
Legal & General Group Plc162,730$1,132
JANE STREET GROUP, LLC133,724$929
BlackRock, Inc.128,008$890
BANK OF MONTREAL /CAN/114,842$798
Ronald Blue Trust, Inc.95,601$664
BASSO CAPITAL MANAGEMENT, L.P.80,000$556
Sound Income Strategies, LLC76,922$532
LPL Financial LLC69,644$484
CITADEL ADVISORS LLC65,798$457
Advisors Asset Management, Inc.63,534$442
Virtus Investment Advisers, LLC57,825$402
GABLES CAPITAL MANAGEMENT INC.54,095$376
Quadrature Capital Ltd48,840$339
BI Asset Management Fondsmaeglerselskab A/S48,487$0
Cambridge Investment Research Advisors, Inc.46,782$0
SUSQUEHANNA INTERNATIONAL GROUP, LLP43,037$299
UBS Group AG41,791$290
Closed-End Fund Advisors, Inc.41,157$286
XTX Topco Ltd29,785$207
DIMENSION CAPITAL MANAGEMENT LLC28,337$197
MORGAN STANLEY27,619$192
Snowden Capital Advisors LLC26,517$191
GREAT WEST LIFE ASSURANCE CO /CAN/24,457$0
Qube Research & Technologies Ltd23,952$166
RAYMOND JAMES FINANCIAL INC20,086$140
HRT FINANCIAL LP19,922$0
GatePass Capital, LLC19,100$133
OSAIC HOLDINGS, INC.18,634$130
Dynamic Technology Lab Private Ltd17,955$125
NORTHERN TRUST CORP16,908$118
NewEdge Wealth, LLC16,230$113
Trexquant Investment LP15,541$108
ROYAL BANK OF CANADA13,831$96
Mariner, LLC13,659$95
O'SHAUGHNESSY ASSET MANAGEMENT, LLC12,662$88
Powell Investment Advisors, LLC12,033$87
Northstar Advisory Group, LLC11,011$77
NORDEN GROUP LLC11,000$76
LSV ASSET MANAGEMENT9,900$0
Kestra Advisory Services, LLC6,389$44
BNP PARIBAS ARBITRAGE, SA3,480$24
SIMPLEX TRADING, LLC1,509$10
Farther Finance Advisors, LLC1,173$8
GROUP ONE TRADING, L.P.1,100$8
Rockefeller Capital Management L.P.1,100$8
Key Capital Management, INC555$4
WELLS FARGO & COMPANY/MN255$2
CWM, LLC200$0
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC200$1
CIBC Private Wealth Group, LLC72$1
DELTA ASSET MANAGEMENT LLC/TN15$0
Total (57 institutions)3,629,048$24,190