WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 30,815 Value ($000) $434 Avg Close $14.53 Range $13.88 - $15.26

Q4 2013

Shares 34,051 Value ($000) $515 Avg Close $15.10 Range $13.99 - $15.94

Q3 2013

Shares 22,077 Value ($000) $333 Avg Close $15.38 Range $14.36 - $15.95

Q2 2013

Shares 19,466 Value ($000) $307 Avg Close $15.51 Range $14.10 - $16.04

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	30,815	$434	$14.53	$13.88 - $15.26
Q4 2013	34,051	$515	$15.10	$13.99 - $15.94
Q3 2013	22,077	$333	$15.38	$14.36 - $15.95
Q2 2013	19,466	$307	$15.51	$14.10 - $16.04