WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 400 Value ($000) $5 Avg Close $14.16 Range $13.25 - $14.65
Q2 2014
Shares 273 Value ($000) $4 Avg Close $13.78 Range $12.11 - $14.79