WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 36,106 Value ($000) $439 Avg Close $11.37 Range $10.30 - $12.66

Q2 2016

Shares 69,890 Value ($000) $756,210 Avg Close $10.35 Range $9.63 - $11.25

Q1 2016

Shares 63,098 Value ($000) $654,957 Avg Close $10.04 Range $9.14 - $12.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	36,106	$439	$11.37	$10.30 - $12.66
Q2 2016	69,890	$756,210	$10.35	$9.63 - $11.25
Q1 2016	63,098	$654,957	$10.04	$9.14 - $12.25