WHITEHORSE FIN INC

Ticker: WHF CUSIP: 96524V106 Class: CEF

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 25,554 Value ($000) $276 Avg Close $10.35 Range $9.63 - $11.25

Q1 2016

Shares 24,351 Value ($000) $253 Avg Close $10.04 Range $9.14 - $12.25

Q4 2015

Shares 23,501 Value ($000) $270 Avg Close $12.33 Range $11.03 - $13.68

Q3 2015

Shares 13,566 Value ($000) $158 Avg Close $12.56 Range $11.28 - $13.75

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	25,554	$276	$10.35	$9.63 - $11.25
Q1 2016	24,351	$253	$10.04	$9.14 - $12.25
Q4 2015	23,501	$270	$12.33	$11.03 - $13.68
Q3 2015	13,566	$158	$12.56	$11.28 - $13.75