WORKIVA INC

CUSIP: 98139AAB1 Class: NOTE 1.125% 8/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TENOR CAPITAL MANAGEMENT Co., L.P.13,547,000$15,955
ADVENT CAPITAL MANAGEMENT /DE/13,072,000$15,270
LMR Partners LLP8,940,000$10,453
Calamos Advisors LLC8,070,000$9,436
FRANKLIN RESOURCES INC7,000,000$8,147
ABSOLUTE INVESTMENT ADVISERS, LLC6,000,000$7,024
JPMORGAN CHASE & CO5,438,000$6,574
Warberg Asset Management LLC5,005,000$5,825
UBS Group AG3,562,000$4,128
MIZUHO SECURITIES USA LLC2,440,000$2,955
CITIGROUP INC838,000$971
Jefferies Financial Group Inc.500,000$579
ROYAL BANK OF CANADA175,000$207
WELLS FARGO & COMPANY/MN24,000$28
Total (14 institutions)74,611,000$87,554