WORKIVA INC

CUSIP: 98139AAD7 Class: Convertible Debt

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LINDEN ADVISORS LP72,275,000$71,476
DeepCurrents Investment Group LLC70,700,000$69,963
WOLVERINE ASSET MANAGEMENT LLC67,532,000$66,755
FRANKLIN RESOURCES INC65,950,000$65,241
BlackRock, Inc.46,405,000$45,732
ADVENT CAPITAL MANAGEMENT /DE/35,404,000$35,192
Opti Capital Management, LP34,000,000$33,766
Calamos Advisors LLC33,736,000$33,499
LAZARD ASSET MANAGEMENT LLC31,069,000$307
HIGHBRIDGE CAPITAL MANAGEMENT LLC29,234,000$29,044
TENOR CAPITAL MANAGEMENT Co., L.P.26,126,000$25,950
CAMDEN ASSET MANAGEMENT L P /CA21,435,000$21,124
AQR Arbitrage LLC19,580,000$19,370
MACKAY SHIELDS LLC16,850,000$16,669
STATE STREET CORP15,615,000$15,487
MORGAN STANLEY11,438,000$11,272
Amundi10,302,000$1,015,262
BNP Paribas Investment Partners S.A.9,900,000$10
SHENKMAN CAPITAL MANAGEMENT INC7,357,000$7,452
ABSOLUTE INVESTMENT ADVISERS, LLC7,000,000$6,894
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt6,700,000$6,658
Point72 Asset Management, L.P.5,000,000$4,932
BNP PARIBAS ARBITRAGE, SA4,992,000$4,920
FMR LLC4,215,000$4,154
PALISADE CAPITAL MANAGEMENT, LP4,094,000$4,048
ROYAL BANK OF CANADA3,896,000$3,839
Jefferies Financial Group Inc.3,058,000$3,038
Lombard Odier Asset Management (Europe) Ltd3,002,000$2,981
NEW YORK STATE COMMON RETIREMENT FUND3,000,000$2,957
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$2,957
CSS LLC/IL2,978,000$2,939
TORONTO DOMINION BANK2,500,000$2,484
Man Group plc2,480,000$2,448
JPMORGAN CHASE & CO2,034,000$2,021
Voya Investment Management LLC2,000,000$1,979
Universal- Beteiligungs- und Servicegesellschaft mbH1,683,000$1,679
Kohlberg Kravis Roberts & Co. L.P.711,000$703
SSI INVESTMENT MANAGEMENT LLC523,000$515
INGALLS & SNYDER LLC380,000$0
GROUPAMA ASSET MANAGMENT350,000$347
DNCA FINANCE350,000$350
DEUTSCHE BANK AG\310,000$306
Bank of New York Mellon Corp300,000$298
SEI INVESTMENTS CO135,000$133
Russell Investments Group, Ltd.126,000$126
Calamos Wealth Management LLC110,000$109
GOLDMAN SACHS GROUP INC94,000$93
TRUIST FINANCIAL CORP65,000$64
INSIGNEO ADVISORY SERVICES, LLC22,000$22
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC16,000$16
RAYMOND JAMES FINANCIAL INC12,000$12
Total (51 institutions)690,044,000$1,647,589