XAI OCTAGN FLT RAT & ALT INM

CUSIP: 98400T106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SIT INVESTMENT ASSOCIATES INC5,467,565$26
Eagle Point Credit Management LLC2,090,256$10,033
MORGAN STANLEY1,672,500$8,028
North Ground Capital1,482,418$7,116
Matisse Capital920,000$4,416
RIVERNORTH CAPITAL MANAGEMENT, LLC848,008$4,070
Cresset Asset Management, LLC719,779$3,455
GUGGENHEIM CAPITAL LLC718,368$3,448
Thomas J. Herzfeld Advisors, Inc.638,082$3,063
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.512,317$2,459
Bulldog Investors, LLP508,363$2,440
J.W. COLE ADVISORS, INC.451,667$2,168
ENVESTNET ASSET MANAGEMENT INC427,079$2,050
Invesco Ltd.261,908$1,257
Lido Advisors, LLC247,782$1,331
Virtus Investment Advisers, LLC242,238$1,163
Closed-End Fund Advisors, Inc.232,964$1,118
LPL Financial LLC217,989$1,046
Shaker Financial Services, LLC183,519$881
Kestra Advisory Services, LLC172,808$829
UBS Group AG167,787$805
JANE STREET GROUP, LLC156,545$751
Belpointe Asset Management LLC127,037$610
Private Advisor Group, LLC115,145$553
Chicago Partners Investment Group LLC102,608$473
Cambridge Investment Research Advisors, Inc.90,261$0
Samalin Investment Counsel, LLC89,738$431
OSAIC HOLDINGS, INC.85,179$409
Cetera Investment Advisers82,760$397
TrueMark Investments, LLC80,240$385
SUSQUEHANNA INTERNATIONAL GROUP, LLP66,794$321
Apollon Wealth Management, LLC62,329$299
ALEXANDER LABRUNERIE & CO., INC.55,000$264
NINE MASTS CAPITAL Ltd53,804$258
Integrated Wealth Concepts LLC50,069$240
XTX Topco Ltd47,886$230
HighTower Advisors, LLC46,795$225
CHOREO, LLC44,095$210
WEDBUSH SECURITIES INC39,993$0
CFO4Life Group, LLC38,800$186
ROYAL BANK OF CANADA37,009$177
HRT FINANCIAL LP36,299$0
SAX WEALTH ADVISORS, LLC35,405$170
COMMONWEALTH EQUITY SERVICES, LLC35,079$168
Marex Group plc30,684$147
RAYMOND JAMES FINANCIAL INC30,471$146
Alpine Global Management, LLC26,775$129
Brookwood Investment Group LLC26,543$127
Compound Planning, Inc.25,025$120
SUMMITRY LLC25,000$120
Advisory Services Network, LLC23,911$115
CSS LLC/IL23,288$112
Mariner, LLC21,973$105
KESTRA PRIVATE WEALTH SERVICES, LLC20,700$99
Castleview Partners, LLC18,572$89
Beacon Financial Advisory LLC18,089$87
CoreCap Advisors, LLC17,911$86
EVOKE WEALTH, LLC17,568$84
FIRETHORN WEALTH PARTNERS, LLC17,332$83
Mutual Advisors, LLC17,152$82
EverSource Wealth Advisors, LLC17,000$82
Catalina Capital Group, LLC16,768$80
Walkner Condon Financial Advisors LLC15,435$74
NOMURA HOLDINGS INC14,868$71
GREAT VALLEY ADVISOR GROUP, INC.14,380$69
MERCER GLOBAL ADVISORS INC /ADV14,203$68
Freestate Advisors LLC13,498$65
Sigma Planning Corp12,641$72
One Capital Management, LLC12,498$60
ACCREDITED INVESTOR SERVICES, LLC12,153$58
Highland Financial Advisors, LLC11,731$56
Amplius Wealth Advisors, LLC11,182$54
Per Stirling Capital Management, LLC.10,550$51
HALBERT HARGROVE GLOBAL ADVISORS, LLC10,000$48
Triumph Capital Management8,996$43
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC8,584$41
Global Retirement Partners, LLC8,327$40
BNP PARIBAS ARBITRAGE, SA4,579$22
Spire Wealth Management4,365$21
FLAGSHIP HARBOR ADVISORS, LLC3,686$18
Pinnacle Wealth Planning Services, Inc.3,237$16
COMERICA BANK2,783$13
Noble Wealth Management PBC2,000$10
BANK OF AMERICA CORP /DE/1,796$9
HIGHLINE WEALTH PARTNERS LLC1,500$7
WPG Advisers, LLC1,329$6
SWAN Capital LLC1,230$6
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.1,100$5
Byrne Asset Management LLC1,000$5
ST GERMAIN D J CO INC900$4
Allworth Financial LP296$1
HUNTINGTON NATIONAL BANK1$0
WELLS FARGO & COMPANY/MN1$0
Legacy Wealth Managment, LLC/ID1$0
Total (94 institutions)20,365,879$70,871