ZAI LAB LTD

Ticker: ZLAB CUSIP: 98887Q104 Class: ADR

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
RTW INVESTMENTS, LP6,959,032$122,757
Frazier Life Sciences Management, L.P.1,902,320$33,557
Clearbridge Investments, LLC1,808,035$31,894
UBS Group AG1,782,252$31,439
CITADEL ADVISORS LLC1,687,846$29,774
FMR LLC1,440,406$25,409
BAMCO INC /NY/1,418,005$25,014
ADAR1 Capital Management, LLC1,246,520$21,989
Rock Springs Capital Management LP811,546$14,316
WELLINGTON MANAGEMENT GROUP LLP752,858$13,280
BlackRock, Inc.635,213$11,205
PRICE T ROWE ASSOCIATES INC /MD/602,954$11
C WorldWide Group Holding A/S510,000$9
B Group, Inc.400,000$7,056
BANK OF AMERICA CORP /DE/388,769$6,858
Legal & General Group Plc387,800$6,843
JANE STREET GROUP, LLC382,062$6,740
Walleye Capital LLC373,399$6,587
SCHRODER INVESTMENT MANAGEMENT GROUP299,844$5,286
JPMORGAN CHASE & CO293,703$5,181
MORGAN STANLEY289,705$5,110
NAN FUNG TRINITY (HK) LTD269,975$4,762
D. E. Shaw & Co., Inc.238,609$4,209
MARSHALL WACE, LLP231,802$4,089
Hennion & Walsh Asset Management, Inc.204,982$3,616
XY Capital Ltd202,304$3,569
SUPERSTRING CAPITAL MANAGEMENT LP196,853$3,472
AMERIPRISE FINANCIAL INC181,133$3,195
DIMENSIONAL FUND ADVISORS LP173,946$3,068
Campbell & CO Investment Adviser LLC170,117$3,001
NEXTBio Capital Management LP163,362$2,882
ENVESTNET ASSET MANAGEMENT INC151,318$2,669
GOLDMAN SACHS GROUP INC149,434$2,636
STATE STREET CORP136,428$2,407
Privium Fund Management B.V.132,189$2,332
Qube Research & Technologies Ltd107,651$1,899
Mirae Asset Global Investments Co., Ltd.103,118$1,819
PRINCIPAL FINANCIAL GROUP INC101,782$1,795
DCF Advisers, LLC97,500$1,720
NORTHERN TRUST CORP96,442$1,701
WELLS FARGO & COMPANY/MN93,140$1,643
RAYMOND JAMES FINANCIAL INC92,837$1,638
ALPS ADVISORS INC92,107$1,625
Hudson Bay Capital Management LP90,000$1,588
TD Asset Management Inc86,640$1,528
HRT FINANCIAL LP83,793$1
NEOS Investment Management LLC75,165$1,326
BNP Paribas Investment Partners S.A.65,814$1
Long Corridor Asset Management Ltd65,800$1,161
SUSQUEHANNA INTERNATIONAL GROUP, LLP56,895$1,004
MANUFACTURERS LIFE INSURANCE COMPANY, THE46,935$827
Schonfeld Strategic Advisors LLC40,005$706
Virtus Investment Advisers, LLC38,457$678
WealthPlan Investment Management, LLC36,761$648
DekaBank Deutsche Girozentrale36,648$1
MML INVESTORS SERVICES, LLC34,421$607
LPL Financial LLC31,114$549
DRW Securities, LLC30,862$544
Invesco Ltd.30,594$540
TWO SIGMA INVESTMENTS, LP29,523$521
GEODE CAPITAL MANAGEMENT, LLC23,879$421
BANK OF MONTREAL /CAN/22,099$390
Brinker Capital Investments, LLC20,849$368
GROUP ONE TRADING, L.P.19,032$336
US BANCORP \DE\17,771$313
Marks Group Wealth Management, Inc16,278$287
Legacy Wealth Asset Management, LLC15,903$281
Headlands Technologies LLC15,846$280
Erste Asset Management GmbH15,100$269
IvyRock Asset Management (HK) Ltd14,979$264
ROYAL BANK OF CANADA14,757$260
ExodusPoint Capital Management, LP13,618$240
Persistent Asset Partners Ltd12,339$218
OPPENHEIMER ASSET MANAGEMENT INC.10,608$187
Virtu Financial LLC10,551$0
SG Americas Securities, LLC10,396$0
LMR Partners LLP10,320$182
Quantinno Capital Management LP10,085$178
China Universal Asset Management Co., Ltd.6,380$113
CITIGROUP INC5,151$91
Farther Finance Advisors, LLC1,329$23
CWM, LLC979$0
BNP PARIBAS ARBITRAGE, SA884$16
Tower Research Capital LLC (TRC)804$14
GF FUND MANAGEMENT CO. LTD.768$14
Horizon Investments, LLC735$13
SRS Capital Advisors, Inc.409$7
Smartleaf Asset Management LLC331$6
Caitong International Asset Management Co., Ltd325$6
OSAIC HOLDINGS, INC.319$6
Zurcher Kantonalbank (Zurich Cantonalbank)317$6
PNC Financial Services Group, Inc.302$5
RHUMBLINE ADVISERS281$5
ASSETMARK, INC233$4
Quent Capital, LLC230$4
Parkside Financial Bank & Trust213$4
PRIVATE TRUST CO NA206$4
EverSource Wealth Advisors, LLC203$4
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO202$4
Pinnacle Wealth Planning Services, Inc.201$4
24 other institutions1,334$18
Total (124 institutions)28,935,271$487,132