BLUEROCK ACQUISITION CORP

Ticker: BLRKU CUSIP: G1352R121 Class: UNIT 11/06/2030

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Magnetar Financial LLC800,000$8,000
AQR Arbitrage LLC775,535$7,755
LINDEN ADVISORS LP750,000$7,500
Mint Tower Capital Management B.V.650,000$7
MILLENNIUM MANAGEMENT LLC600,000$6,000
ARISTEIA CAPITAL, L.L.C.510,610$5,106
Polar Asset Management Partners Inc.500,000$5,000
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND500,000$5,000
PICTON MAHONEY ASSET MANAGEMENT500,000$5,000
Alberta Investment Management Corp500,000$5,000
ADAGE CAPITAL PARTNERS GP, L.L.C.450,000$4,500
Wealthspring Capital LLC430,100$4,301
Radcliffe Capital Management, L.P.400,431$4,004
MMCAP International Inc. SPC400,000$4,000
TENOR CAPITAL MANAGEMENT Co., L.P.400,000$4,000
LMR Partners LLP400,000$4,000
Ilex Capital Partners (UK) LLP400,000$4,000
Periscope Capital Inc.377,800$3,778
BNP PARIBAS ARBITRAGE, SA364,465$3,645
GLAZER CAPITAL, LLC350,981$4
Hudson Bay Capital Management LP350,000$3,500
Verition Fund Management LLC350,000$3,500
L1 Global Manager Pty Ltd350,000$3,500
First Trust Capital Management L.P.333,042$3,330
OMERS ADMINISTRATION Corp300,000$3,000
RIVERNORTH CAPITAL MANAGEMENT, LLC300,000$3,000
KRYGER CAPITAL Ltd275,000$2,750
TWO SIGMA INVESTMENTS, LP271,875$2,719
TORONTO DOMINION BANK251,500$2,515
Context Capital Management, LLC250,000$2,500
Westchester Capital Management, LLC250,000$2,500
Shaolin Capital Management LLC250,000$2,500
METEORA CAPITAL, LLC250,000$2,500
Quarry LP225,000$2,250
WHITEBOX ADVISORS LLC218,525$2,185
Clear Street Group Inc.200,000$2,000
MOORE CAPITAL MANAGEMENT, LP150,000$1,500
Lineage Point Capital LP150,000$1,500
GRITSTONE ASSET MANAGEMENT LLC125,000$1,250
SYQUANT CAPITAL SAS105,750$1
HEIGHTS CAPITAL MANAGEMENT, INC100,000$1,000
TIG Advisors, LLC100,000$1,000
K2 PRINCIPAL FUND, L.P.100,000$1,000
Saba Capital Management, L.P.100,000$1,000
Cable Car Capital, LP100,000$1,000
Ghisallo Capital Management LLC100,000$1,000
HRT FINANCIAL LP99,635$1
BERKLEY W R CORP99,109$991
HIGHBRIDGE CAPITAL MANAGEMENT LLC78,850$789
JPMORGAN CHASE & CO50,000$500
DELTEC ASSET MANAGEMENT LLC50,000$500
WOLVERINE ASSET MANAGEMENT LLC50,000$500
Bulldog Investors, LLP50,000$500
Crossingbridge Advisors, LLC50,000$500
Sandia Investment Management LP50,000$500
ABC ARBITRAGE SA40,000$400
CANTOR FITZGERALD, L. P.35,000$350
StoneX Group Inc.31,740$317
PRELUDE CAPITAL MANAGEMENT, LLC25,000$250
Centiva Capital, LP25,000$250
Stoic Point Capital Management LLC25,000$250
BlueCrest Capital Management Ltd25,000$250
Virtu Financial LLC23,105$0
BOOTHBAY FUND MANAGEMENT, LLC22,313$223
ROYAL BANK OF CANADA11,000$110
STATE OF WISCONSIN INVESTMENT BOARD10,000$100
FNY Investment Advisers, LLC3,800$0
Total (67 institutions)16,470,166$152,381