CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

DUPONT CAPITAL MANAGEMENT CORP's Holding History (CIK: 0001128251)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 66,666 Value ($000) $157 Avg Close — Range —
Q3 2020
Shares 66,666 Value ($000) $120 Avg Close — Range —
Q2 2020
Shares 66,666 Value ($000) $97 Avg Close — Range —