CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

Verition Fund Management LLC's Holding History (CIK: 0001454027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 127,912 Value ($000) $230 Avg Close — Range —
Q2 2020
Shares 26,000 Value ($000) $38 Avg Close — Range —