Ticker: ETHMW CUSIP: G2949D112 Class: *W EXP 10/25/202
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| LMR Partners LLP | 670,526 | $1,375 |
| LINDEN ADVISORS LP | 525,001 | $945 |
| PEAK6 LLC | 488,921 | $1,002 |
| AQR Arbitrage LLC | 304,581 | $487 |
| Clear Street Group Inc. | 264,428 | $372 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | $513 |
| Harraden Circle Investments, LLC | 250,000 | $513 |
| Alberta Investment Management Corp | 250,000 | $513 |
| Wealthspring Capital LLC | 230,406 | $472 |
| Saba Capital Management, L.P. | 226,640 | $408 |
| Shaolin Capital Management LLC | 225,000 | $461 |
| Magnetar Financial LLC | 175,000 | $280 |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | $205 |
| DLD Asset Management, LP | 94,607 | $194 |
| BNP PARIBAS ARBITRAGE, SA | 89,637 | $184 |
| Bulldog Investors, LLP | 66,640 | $137 |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | $96 |
| Periscope Capital Inc. | 50,000 | $100 |
| Prospect Financial Services LLC | 38,580 | $79 |
| GLAZER CAPITAL, LLC | 37,279 | $0 |
| BANK OF MONTREAL /CAN/ | 11,650 | $19 |
| Ground Swell Capital, LLC | 10,472 | $17 |
| WOLVERINE ASSET MANAGEMENT LLC | 1,894 | $4 |
| BANK OF AMERICA CORP /DE/ | 1,214 | $2 |
| Total (24 institutions) | 4,422,476 | $8,376 |