ESTABLISHMENT LABS HLDGS INC

Ticker: ESTA CUSIP: G31249108 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
JW Asset Management, LLC3,061,694$223,136
RTW INVESTMENTS, LP2,588,831$188,674
BROWN ADVISORY INC1,994,298$145,344
FINDELL CAPITAL MANAGEMENT LLC1,130,460$82,388
Tyro Capital Management LLC1,077,456$78,525
Nantahala Capital Management, LLC987,689$71,983
BAMCO INC /NY/961,226$70,054
GOLDMAN SACHS GROUP INC811,536$59,145
Capital Research Global Investors807,826$58,874
Mudita Advisors LLP699,703$50,994
RICE HALL JAMES & ASSOCIATES, LLC651,559$47,486
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC639,790$46,628
TORONTO DOMINION BANK540,024$39,357
D. E. Shaw & Co., Inc.488,040$35,568
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC391,850$28,558
MORGAN STANLEY378,448$27,581
Woodson Capital Management, LP375,000$27,330
First Light Asset Management, LLC373,082$27,190
ROYCE & ASSOCIATES LP358,541$26,130
JANE STREET GROUP, LLC355,475$25,907
Nuveen, LLC352,074$25,659
BOOTHBAY FUND MANAGEMENT, LLC299,291$21,812
TWO SIGMA INVESTMENTS, LP292,275$21,301
BANK OF AMERICA CORP /DE/266,043$19,389
Point72 Asset Management, L.P.249,762$18,203
RAYMOND JAMES FINANCIAL INC209,589$15,283
TWO SIGMA ADVISERS, LP201,800$14,707
Affinity Asset Advisors, LLC200,000$14,576
CITADEL ADVISORS LLC199,587$14,546
GARNET EQUITY CAPITAL HOLDINGS, INC.199,138$14,513
MARSHALL WACE, LLP198,374$14,457
BNP PARIBAS ARBITRAGE, SA196,120$14,293
DEUTSCHE BANK AG\194,380$14,166
Science & Technology Partners, L.P.193,071$14,071
TUDOR INVESTMENT CORP ET AL176,347$12,852
ADAR1 Capital Management, LLC171,422$12,493
GILDER GAGNON HOWE & CO LLC170,757$12,445
DISCOVERY CAPITAL MANAGEMENT, LLC / CT155,275$11,316
STATE OF WISCONSIN INVESTMENT BOARD151,523$11,043
Granite Investment Partners, LLC151,495$11,041
JPMORGAN CHASE & CO147,439$10,745
Pier Capital, LLC143,842$10,483
FRANKLIN RESOURCES INC142,553$10,389
ExodusPoint Capital Management, LP125,752$9,165
Tejara Capital Ltd125,294$9,131
BlackRock, Inc.121,536$8,858
Voleon Capital Management LP121,432$8,850
Trexquant Investment LP119,936$8,741
KORNITZER CAPITAL MANAGEMENT INC /KS118,920$8,667
Assenagon Asset Management S.A.115,876$8,445
Redmile Group, LLC112,664$8,211
HRT FINANCIAL LP105,012$8
Portolan Capital Management, LLC94,648$6,898
Buckley Capital Advisors, LLC94,000$6,851
Union Square Park Capital Management, LLC90,000$6,559
NORTHERN TRUST CORP89,398$6,515
Simplify Asset Management Inc.72,894$5,313
VANGUARD GROUP INC68,061$4,960
PRINCIPAL FINANCIAL GROUP INC67,126$4,892
Hood River Capital Management LLC58,309$4,250
BARCLAYS PLC57,411$4,184
Jump Financial, LLC56,130$4,091
CenterBook Partners LP55,616$4,053
4D Advisors, LLC55,000$4,008
SEI INVESTMENTS CO51,306$3,739
STATE STREET CORP48,604$3,542
UBS ASSET MANAGEMENT AMERICAS INC48,326$3,522
VOLORIDGE INVESTMENT MANAGEMENT, LLC46,945$3,421
Guided Capital Wealth Management, LLC45,490$3,315
PURA VIDA INVESTMENTS, LLC45,000$3,280
UBS Group AG41,389$3,016
NorthRock Partners, LLC40,930$2,983
Y-Intercept (Hong Kong) Ltd36,042$2,627
SummitTX Capital, L.P.34,567$2,519
Swiss National Bank34,200$2,492
Quantbot Technologies LP33,975$2,476
Sofinnova Investments, Inc.28,366$2,067
GEODE CAPITAL MANAGEMENT, LLC28,070$2,043
AMERIPRISE FINANCIAL INC25,750$1,877
NEW YORK STATE COMMON RETIREMENT FUND25,288$1,843
STABLEFORD CAPITAL II LLC23,024$1,678
SIT INVESTMENT ASSOCIATES INC21,600$2
BigSur Wealth Management LLC19,982$1,456
Diametric Capital, LP19,973$1,456
LPL Financial LLC19,384$1,413
MILLENNIUM MANAGEMENT LLC18,508$1,349
Engineers Gate Manager LP17,868$1,302
POLEN CAPITAL MANAGEMENT LLC17,475$1,274
Roehl & Yi Investment Advisors, LLC17,147$1,250
SG Americas Securities, LLC16,186$1
GSA CAPITAL PARTNERS LLP15,917$1
Legal & General Group Plc15,876$1,157
MANGROVE PARTNERS IM, LLC15,834$1,154
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM15,541$1,133
Schonfeld Strategic Advisors LLC15,013$1,094
AQR CAPITAL MANAGEMENT LLC14,615$1,065
CITIGROUP INC13,919$1,014
Exome Asset Management LLC13,100$955
Dauntless Investment Group, LLC12,495$911
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.11,457$835
71 other institutions189,021$12,229
Total (171 institutions)26,397,883$1,910,781