ASA GOLD AND PRECIOUS MTLS L

CUSIP: G3156P103 Class: SHS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Saba Capital Management, L.P.5,391,713$321,724
MORGAN STANLEY1,267,205$75,614
Sessa Capital IM, L.P.1,050,000$62,654
RAYMOND JAMES FINANCIAL INC464,224$27,700
Twelve Points Wealth Management LLC460,916$28,512
Uncommon Cents Investing LLC440,404$26,279
Almitas Capital LLC382,139$22,802
SPROTT INC.235,183$14,033
Cetera Investment Advisers182,515$10,891
CAPSTONE INVESTMENT ADVISORS, LLC149,500$8,921
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC143,341$8,553
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.139,975$8,352
ROYCE & ASSOCIATES LP136,887$8,168
Thomas J. Herzfeld Advisors, Inc.134,342$8,016
PEAPACK GLADSTONE FINANCIAL CORP106,718$6
Private Advisor Group, LLC83,882$5,005
Noble Wealth Management PBC73,354$4,377
WS MANAGEMENT LLLP70,000$4,177
Altium Capital Management LP52,219$3,116
ROYAL BANK OF CANADA36,702$2,190
LPL Financial LLC33,406$1,993
PFG Investments, LLC31,796$1,897
ZAZOVE ASSOCIATES LLC31,655$1,889
Burford Brothers, Inc.27,210$1,624
Pekin Hardy Strauss, Inc.20,620$1,230
EVOLVE PRIVATE WEALTH, LLC19,736$1,178
OSAIC HOLDINGS, INC.18,637$1,112
Beacon Pointe Advisors, LLC18,355$1,095
Steward Partners Investment Advisory, LLC14,245$850
Integrated Wealth Concepts LLC13,540$808
UBS Group AG13,337$796
CSS LLC/IL12,700$758
STEPHENS INC /AR/12,604$752
CITADEL ADVISORS LLC11,180$667
FLAX POND CAPITAL, LLC9,504$567
Marex Group plc8,995$537
Advisor OS, LLC8,518$508
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC8,295$511
MANGROVE PARTNERS IM, LLC8,260$493
Fruth Investment Management7,500$0
Janney Montgomery Scott LLC7,326$0
Wealthcare Advisory Partners LLC7,298$435
Cardinal Point Capital Management, ULC6,575$392
TWIN FOCUS CAPITAL PARTNERS, LLC6,500$388
HB Wealth Management, LLC6,436$384
DECISION INVESTMENTS, INC6,362$380
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors5,735$342
WOLVERINE ASSET MANAGEMENT LLC5,723$341
Stratos Wealth Partners, LTD.5,150$307
Verdad Advisers, LP5,039$301
Closed-End Fund Advisors, Inc.4,217$252
Quantedge Capital Pte Ltd4,047$241
DKM Wealth Management, Inc.4,001$239
Matrix Trust Co3,958$0
MML INVESTORS SERVICES, LLC3,927$234
STIFEL FINANCIAL CORP3,681$220
AlphaStar Capital Management, LLC3,637$217
HM PAYSON & CO3,500$209
COMMONWEALTH EQUITY SERVICES, LLC3,484$208
Farther Finance Advisors, LLC1,600$95
NBC SECURITIES, INC.1,289$77
Kestra Advisory Services, LLC965$58
TRUST CO OF VERMONT900$54
SageView Advisory Group, LLC501$30
Ritter Daniher Financial Advisory LLC / DE500$30
WHI TRUST Co LLC500$30
Global Retirement Partners, LLC442$26
MAI Capital Management300$18
BESSEMER GROUP INC200$0
CIBC Private Wealth Group, LLC200$12
HAZLETT, BURT & WATSON, INC.178$0
JFS WEALTH ADVISORS, LLC28$2
US BANCORP \DE\21$1
Cape Investment Advisory, Inc.20$1
Total (74 institutions)11,435,552$675,882