ASA GOLD AND PRECIOUS MTLS L

CUSIP: G3156P103 Class: SHS

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 360 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 360 Value ($000) $5,274 Avg Close — Range —