HENNESSY CAP INVT CORP VII

Ticker: HVII CUSIP: G4405D107 Class: ORD SHS CL A

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
HIGHBRIDGE CAPITAL MANAGEMENT LLC1,500,000$15,525
TENOR CAPITAL MANAGEMENT Co., L.P.1,500,000$15,525
LINDEN ADVISORS LP1,463,732$15,150
Aventail Capital Group, LP1,392,607$14,413
Verbena Value LP1,222,740$12,655
AQR Arbitrage LLC1,059,589$10,967
Fort Baker Capital Management LP963,922$9,977
D. E. Shaw & Co., Inc.940,500$9,734
Magnetar Financial LLC665,000$6,883
TWO SIGMA INVESTMENTS, LP634,375$6,566
GLAZER CAPITAL, LLC540,100$6
Radcliffe Capital Management, L.P.526,647$5,451
BERKLEY W R CORP478,169$4,949
RIVERNORTH CAPITAL MANAGEMENT, LLC399,024$4,130
GOLDMAN SACHS GROUP INC369,995$3,829
Sculptor Capital LP353,000$3,654
LMR Partners LLP350,000$3,623
MILLENNIUM MANAGEMENT LLC337,434$3,492
MOORE CAPITAL MANAGEMENT, LP300,000$3,105
Qube Research & Technologies Ltd293,951$3,042
Wealthspring Capital LLC236,500$2,448
BANK OF AMERICA CORP /DE/200,000$2,070
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND200,000$2,070
Periscope Capital Inc.200,000$2,070
WHITEBOX ADVISORS LLC200,000$2,070
GRITSTONE ASSET MANAGEMENT LLC197,899$2,048
HRT FINANCIAL LP167,345$2
PICTON MAHONEY ASSET MANAGEMENT150,000$1,553
MONIMUS CAPITAL MANAGEMENT, LP149,711$1,550
DLD Asset Management, LP146,667$1,518
ARISTEIA CAPITAL, L.L.C.125,000$1,294
Shaolin Capital Management LLC100,000$1,035
CANTOR FITZGERALD, L. P.89,590$927
CITADEL ADVISORS LLC78,670$814
Verition Fund Management LLC61,617$638
HEIGHTS CAPITAL MANAGEMENT, INC60,000$621
Context Capital Management, LLC60,000$621
K2 PRINCIPAL FUND, L.P.53,442$553
CSS LLC/IL51,900$537
Cannon Global Investment Management, LLC50,800$526
Mirae Asset Global Investments Co., Ltd.50,000$518
Virtu Financial LLC31,118$0
GEODE CAPITAL MANAGEMENT, LLC29,309$303
Clear Street Group Inc.29,074$301
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP24,600$255
TORONTO DOMINION BANK19,683$204
WOLVERINE ASSET MANAGEMENT LLC14,677$152
Shay Capital LLC14,135$146
Lineage Point Capital LP10,000$104
BARCLAYS PLC10,000$104
JPMORGAN CHASE & CO9,895$102
UBS Group AG1,762$18
FNY Investment Advisers, LLC1,110$0
NATIONAL BANK OF CANADA /FI/447$5
MORGAN STANLEY53$1
Total (55 institutions)18,115,789$179,850