NEWHOLD INVT CORP III

Ticker: NHICW CUSIP: G6486E110 Class: *W EXP 01/30/203

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TORONTO DOMINION BANK628,040$283
Magnetar Financial LLC625,000$263
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND625,000$294
AQR Arbitrage LLC516,504$243
Verition Fund Management LLC472,388$222
TENOR CAPITAL MANAGEMENT Co., L.P.400,000$180
Shaolin Capital Management LLC394,889$178
Alberta Investment Management Corp387,500$174
METEORA CAPITAL, LLC364,520$131
Mint Tower Capital Management B.V.350,000$4
LINDEN ADVISORS LP337,499$142
CSS LLC/IL300,805$135
DRIEHAUS CAPITAL MANAGEMENT LLC249,999$90
RIVERNORTH CAPITAL MANAGEMENT, LLC249,936$90
Harraden Circle Investments, LLC200,516$84
Periscope Capital Inc.191,200$80
Hudson Bay Capital Management LP188,408$85
BNP PARIBAS ARBITRAGE, SA183,495$77
PICTON MAHONEY ASSET MANAGEMENT150,000$63
MOORE CAPITAL MANAGEMENT, LP125,000$56
WHITEBOX ADVISORS LLC125,000$56
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS123,000$52
DLD Asset Management, LP119,570$54
K2 PRINCIPAL FUND, L.P.118,865$53
Weiss Asset Management LP110,050$46
MMCAP International Inc. SPC100,000$45
ARISTEIA CAPITAL, L.L.C.99,999$42
Westchester Capital Management, LLC99,998$36
Clear Street Group Inc.94,776$43
Schonfeld Strategic Advisors LLC80,000$34
Wealthspring Capital LLC64,936$23
GRITSTONE ASSET MANAGEMENT LLC61,770$28
BERKLEY W R CORP50,065$18
Context Capital Management, LLC50,000$21
Bulldog Investors, LLP50,000$18
Saba Capital Management, L.P.49,998$21
WOLVERINE ASSET MANAGEMENT LLC12,867$6
Sandia Investment Management LP12,500$5
Quarry LP12,500$5
BANK OF AMERICA CORP /DE/100$0
UBS Group AG90$0
Total (41 institutions)8,376,783$3,480