UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

CENTAURUS FINANCIAL, INC.'s Holding History (CIK: 0000891943)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 431 Value ($000) $35,561 Avg Close $12.67 Range $11.79 - $13.62

Q4 2018

Shares 313 Value ($000) $25 Avg Close $13.56 Range $11.61 - $15.66

Q3 2018

Shares 18 Value ($000) $279 Avg Close $15.72 Range $14.89 - $16.68

Q2 2018

Shares 642 Value ($000) $10 Avg Close $16.26 Range $15.03 - $17.75

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	431	$35,561	$12.67	$11.79 - $13.62
Q4 2018	313	$25	$13.56	$11.61 - $15.66
Q3 2018	18	$279	$15.72	$14.89 - $16.68
Q2 2018	642	$10	$16.26	$15.03 - $17.75