UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
UBS Group AG140,490,368$6,506,109
VANGUARD GROUP INC139,105,725$6,423,207
NORGES BANK104,982,026$4,889,413
MASSACHUSETTS FINANCIAL SERVICES CO /MA/68,622,440$3,177,905
Fisher Asset Management, LLC64,107,264$2,968,807
FMR LLC58,098,230$2,708,626
WELLINGTON MANAGEMENT GROUP LLP57,652,790$2,689,614
Zurcher Kantonalbank (Zurich Cantonalbank)49,529,270$2,310,641
Cevian Capital II GP LTD48,117,675$2,228,330
JPMORGAN CHASE & CO40,392,294$1,870,567
Capital World Investors37,399,326$1,728,952
Pictet Asset Management Holding SA35,932,192$1,676,302
Dodge & Cox33,665,342$1,556,250
PZENA INVESTMENT MANAGEMENT LLC29,774,573$1,100,468
DEUTSCHE BANK AG\29,605,781$1,371,044
Legal & General Group Plc23,611,119$1,101,502
Amundi19,920,331$922,511
GOLDMAN SACHS GROUP INC18,063,332$836,513
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP17,527,342$814,934
ACADIAN ASSET MANAGEMENT LLC16,181,297$755
Vontobel Holding Ltd.13,885,012$646,678
Nuveen, LLC11,408,186$531,162
BANK OF AMERICA CORP /DE/10,708,372$495,905
VIKING GLOBAL INVESTORS LP9,128,817$425,958
Ninety One UK Ltd8,829,586$411,917
CANADA PENSION PLAN INVESTMENT BOARD8,778,075$408,828
Russell Investments Group, Ltd.8,414,416$392,510
CAISSE DES DEPOTS ET CONSIGNATIONS7,922,061$369,563
MORGAN STANLEY7,654,099$354,461
JANUS HENDERSON GROUP PLC6,861,746$320,074
Bank of New York Mellon Corp6,748,792$312,537
Banque Cantonale Vaudoise6,738,930$314,386
Allianz Asset Management GmbH6,337,956$295,665
CITIGROUP INC6,020,046$280,847
ROYAL BANK OF CANADA5,826,037$269,804
Bank Julius Baer & Co. Ltd, Zurich5,704,194$264,599
Compagnie Lombard Odier SCmA5,382,437$251,104
WCM INVESTMENT MANAGEMENT, LLC5,211,089$242,420
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt4,947,156$229,132
FRANKLIN RESOURCES INC4,907,214$226,375
M&G PLC4,500,778$209,618
NORTHERN TRUST CORP4,367,018$202,237
NATIXIS ADVISORS, L.P.4,332,234$201
DekaBank Deutsche Girozentrale4,269,505$125
BlackRock, Inc.4,030,917$186,672
BNP Paribas Investment Partners S.A.3,984,259$147
LGT Group Foundation3,672,402$171,038
NATIONAL BANK OF CANADA /FI/3,581,801$167,107
AVIVA PLC3,543,255$164,989
ROYAL LONDON ASSET MANAGEMENT LTD3,534,187$163,668
GREAT WEST LIFE ASSURANCE CO /CAN/3,221,371$150
SIH Partners, LLLP2,613,846$121,047
Generali Asset Management SPA SGR2,480,242$91,670
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2,460,415$114,633
CIBC WORLD MARKET INC.2,457,317$114,757
Public Sector Pension Investment Board2,456,492$114,408
Korea Investment CORP2,421,191$112,953
Border to Coast Pensions Partnership Ltd2,307,000$108
Liontrust Investment Partners LLP2,233,585$104,201
MOORE CAPITAL MANAGEMENT, LP2,197,102$102,415
Invesco Ltd.2,195,330$101,666
BANK OF MONTREAL /CAN/2,193,282$102,150
Alyeska Investment Group, L.P.2,138,351$99,027
Qube Research & Technologies Ltd2,134,234$99,396
CAPTRUST FINANCIAL ADVISORS2,097,527$97,144
FIL Ltd2,066,939$96,445
ABN AMRO Bank N.V.1,890,886$87,797
State of Tennessee, Department of Treasury1,841,257$87,012
MARSHALL WACE, LLP1,819,630$84,867
AMERICAN CENTURY COMPANIES INC1,787,683$82,788
CREDIT AGRICOLE S A1,754,072$81,231
BANQUE PICTET & CIE SA1,519,854$70,904
Life Cycle Investment Partners Ltd1,512,017$55,884
MANUFACTURERS LIFE INSURANCE COMPANY, THE1,413,999$66,011
ENVESTNET ASSET MANAGEMENT INC1,412,986$65,435
BRANDES INVESTMENT PARTNERS, LP1,372,632$63,567
Lansforsakringar Fondforvaltning AB (publ)1,366,572$63,753
D. E. Shaw & Co., Inc.1,268,148$58,728
STATE OF WISCONSIN INVESTMENT BOARD1,260,085$58,785
Patient Capital Management, LLC1,187,326$54,985
TD Asset Management Inc1,149,096$53,595
AMERIPRISE FINANCIAL INC1,141,947$52,887
J. Safra Sarasin Holding AG1,120,619$52,284
Crocodile Capital Partners GmbH1,070,000$49,552
Thrivent Financial for Lutherans1,062,315$50
GAM Holding AG1,020,351$47,601
MACKENZIE FINANCIAL CORP926,692$43,166
ANTIPODES PARTNERS Ltd890,432$41,543
ASR Vermogensbeheer N.V.863,542$40,284
Zurich Insurance Group Ltd/FI850,286$39,630
AQR CAPITAL MANAGEMENT LLC698,229$32,445
RAYMOND JAMES FINANCIAL INC691,384$32,018
TWO SIGMA ADVISERS, LP690,725$31,987
CHANNING GLOBAL ADVISORS, LLC685,636$31,978
WELLS FARGO & COMPANY/MN676,753$31,340
Haven Global Partners, LLC669,028$31,211
FORSTA AP-FONDEN668,012$0
Exane Asset Management665,458$28,881
LEVIN CAPITAL STRATEGIES, L.P.658,920$30,515
Systrade AG625,000$29,141
580 other institutions30,308,637$1,371,213
Total (680 institutions)1,330,223,727$59,717,413