UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 296,000 Value ($000) $5,063 Avg Close $17.10 Range $16.07 - $18.31

Q2 2017

Shares 281,267 Value ($000) $4,770 Avg Close $16.26 Range $15.10 - $17.71

Q1 2017

Shares 248,629 Value ($000) $3,982 Avg Close $16.09 Range $15.24 - $17.26

Q4 2016

Shares 20,000 Value ($000) $314 Avg Close $15.06 Range $13.21 - $17.44

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	296,000	$5,063	$17.10	$16.07 - $18.31
Q2 2017	281,267	$4,770	$16.26	$15.10 - $17.71
Q1 2017	248,629	$3,982	$16.09	$15.24 - $17.26
Q4 2016	20,000	$314	$15.06	$13.21 - $17.44