UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

TRAN CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001009262)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 306,225 Value ($000) $5,932 Avg Close $19.51 Range $18.18 - $20.70

Q3 2015

Shares 314,600 Value ($000) $5,826 Avg Close $21.19 Range $17.97 - $23.19

Q2 2015

Shares 356,475 Value ($000) $7,557 Avg Close $20.89 Range $18.77 - $22.17

Q1 2015

Shares 368,450 Value ($000) $6,916 Avg Close $17.40 Range $16.01 - $19.30

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	306,225	$5,932	$19.51	$18.18 - $20.70
Q3 2015	314,600	$5,826	$21.19	$17.97 - $23.19
Q2 2015	356,475	$7,557	$20.89	$18.77 - $22.17
Q1 2015	368,450	$6,916	$17.40	$16.01 - $19.30