UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

River Road Asset Management, LLC's Holding History (CIK: 0001341401)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 13,114 Value ($000) $206 Avg Close $15.72 Range $14.89 - $16.68

Q2 2018

Shares 13,944 Value ($000) $214 Avg Close $16.26 Range $15.03 - $17.75

Q1 2018

Shares 13,944 Value ($000) $246 Avg Close $19.01 Range $17.24 - $20.89

Q4 2017

Shares 15,005 Value ($000) $276 Avg Close $17.38 Range $16.79 - $18.47

Q3 2017

Shares 13,112 Value ($000) $225 Avg Close $17.10 Range $16.07 - $18.31

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	13,114	$206	$15.72	$14.89 - $16.68
Q2 2018	13,944	$214	$16.26	$15.03 - $17.75
Q1 2018	13,944	$246	$19.01	$17.24 - $20.89
Q4 2017	15,005	$276	$17.38	$16.79 - $18.47
Q3 2017	13,112	$225	$17.10	$16.07 - $18.31