UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 1,914,874 Value ($000) $27,057 Avg Close $13.24 Range $11.07 - $14.78

Q3 2020

Shares 1,849,689 Value ($000) $20,624 Avg Close $11.99 Range $10.39 - $12.67

Q2 2020

Shares 1,820,003 Value ($000) $21,003 Avg Close $10.30 Range $8.67 - $12.00

Q1 2020

Shares 1,487,080 Value ($000) $13,770 Avg Close $11.53 Range $7.48 - $13.49

Q4 2019

Shares 1,298,688 Value ($000) $16,337 Avg Close $11.89 Range $10.52 - $12.63

Q3 2019

Shares 1,130,939 Value ($000) $12,791 Avg Close $11.26 Range $10.12 - $12.35

Q2 2019

Shares 913,431 Value ($000) $10,824 Avg Close $12.25 Range $11.32 - $13.55

Q1 2019

Shares 978,679 Value ($000) $11,852 Avg Close $12.67 Range $11.79 - $13.62

Q4 2018

Shares 998,047 Value ($000) $12,356 Avg Close $13.56 Range $11.61 - $15.66

Q3 2018

Shares 1,401,730 Value ($000) $22,049 Avg Close $15.72 Range $14.89 - $16.68

Q2 2018

Shares 1,152,919 Value ($000) $17,686 Avg Close $16.26 Range $15.03 - $17.75

Q1 2018

Shares 1,261,929 Value ($000) $22,286 Avg Close $19.01 Range $17.24 - $20.89

Q4 2017

Shares 1,107,405 Value ($000) $20,365 Avg Close $17.38 Range $16.79 - $18.47

Q3 2017

Shares 1,033,766 Value ($000) $17,729 Avg Close $17.10 Range $16.07 - $18.31

Q2 2017

Shares 958,046 Value ($000) $16,268 Avg Close $16.26 Range $15.10 - $17.71

Q1 2017

Shares 876,994 Value ($000) $13,988 Avg Close $16.09 Range $15.24 - $17.26

Q4 2016

Shares 850,792 Value ($000) $13,332 Avg Close $15.06 Range $13.21 - $17.44

Q3 2016

Shares 744,803 Value ($000) $10,144 Avg Close $13.61 Range $11.93 - $14.88

Q2 2016

Shares 852,142 Value ($000) $11,044 Avg Close $15.28 Range $12.45 - $17.38

Q1 2016

Shares 873,147 Value ($000) $13,988 Avg Close $16.24 Range $14.01 - $19.14

Q4 2015

Shares 913,378 Value ($000) $17,692 Avg Close $19.51 Range $18.18 - $20.70

Q3 2015

Shares 1,025,303 Value ($000) $18,989 Avg Close $21.19 Range $17.97 - $23.19

Q2 2015

Shares 150,849 Value ($000) $3,198 Avg Close $20.89 Range $18.77 - $22.17

Q4 2014

Shares 46,765 Value ($000) $797 Avg Close $17.24 Range $15.04 - $23.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	1,914,874	$27,057	$13.24	$11.07 - $14.78
Q3 2020	1,849,689	$20,624	$11.99	$10.39 - $12.67
Q2 2020	1,820,003	$21,003	$10.30	$8.67 - $12.00
Q1 2020	1,487,080	$13,770	$11.53	$7.48 - $13.49
Q4 2019	1,298,688	$16,337	$11.89	$10.52 - $12.63
Q3 2019	1,130,939	$12,791	$11.26	$10.12 - $12.35
Q2 2019	913,431	$10,824	$12.25	$11.32 - $13.55
Q1 2019	978,679	$11,852	$12.67	$11.79 - $13.62
Q4 2018	998,047	$12,356	$13.56	$11.61 - $15.66
Q3 2018	1,401,730	$22,049	$15.72	$14.89 - $16.68
Q2 2018	1,152,919	$17,686	$16.26	$15.03 - $17.75
Q1 2018	1,261,929	$22,286	$19.01	$17.24 - $20.89
Q4 2017	1,107,405	$20,365	$17.38	$16.79 - $18.47
Q3 2017	1,033,766	$17,729	$17.10	$16.07 - $18.31
Q2 2017	958,046	$16,268	$16.26	$15.10 - $17.71
Q1 2017	876,994	$13,988	$16.09	$15.24 - $17.26
Q4 2016	850,792	$13,332	$15.06	$13.21 - $17.44
Q3 2016	744,803	$10,144	$13.61	$11.93 - $14.88
Q2 2016	852,142	$11,044	$15.28	$12.45 - $17.38
Q1 2016	873,147	$13,988	$16.24	$14.01 - $19.14
Q4 2015	913,378	$17,692	$19.51	$18.18 - $20.70
Q3 2015	1,025,303	$18,989	$21.19	$17.97 - $23.19
Q2 2015	150,849	$3,198	$20.89	$18.77 - $22.17
Q4 2014	46,765	$797	$17.24	$15.04 - $23.20