UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 1,339 Value ($000) $15 Avg Close $10.30 Range $8.67 - $12.00

Q1 2020

Shares 3,918 Value ($000) $36 Avg Close $11.53 Range $7.48 - $13.49

Q4 2019

Shares 3,850 Value ($000) $48 Avg Close $11.89 Range $10.52 - $12.63

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	1,339	$15	$10.30	$8.67 - $12.00
Q1 2020	3,918	$36	$11.53	$7.48 - $13.49
Q4 2019	3,850	$48	$11.89	$10.52 - $12.63