UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 283,013 Value ($000) $13,106 Avg Close $40.40 Range $36.44 - $47.30

Q3 2025

Shares 253,240 Value ($000) $10,383 Avg Close $38.84 Range $33.48 - $42.56

Q2 2025

Shares 215,150 Value ($000) $7,276 Avg Close $30.94 Range $25.75 - $34.56

Q1 2025

Shares 226,246 Value ($000) $6,930 Avg Close $33.35 Range $30.14 - $35.84

Q4 2024

Shares 195,629 Value ($000) $5,931 Avg Close $31.70 Range $29.58 - $33.34

Q3 2024

Shares 162,503 Value ($000) $5,023 Avg Close $30.05 Range $27.37 - $31.45

Q2 2024

Shares 170,835 Value ($000) $5,046 Avg Close $29.73 Range $26.00 - $31.95

Q1 2024

Shares 145,263 Value ($000) $4,462 Avg Close $29.54 Range $26.89 - $32.13

Q4 2023

Shares 148,935 Value ($000) $4,602 Avg Close $26.30 Range $23.23 - $31.39

Q3 2023

Shares 109,282 Value ($000) $2,694 Avg Close $23.36 Range $19.25 - $26.97

Q2 2023

Shares 108,480 Value ($000) $2,199 Avg Close $20.11 Range $18.71 - $22.15

Q1 2023

Shares 96,188 Value ($000) $2,053 Avg Close $20.86 Range $17.99 - $22.30

Q4 2022

Shares 88,104 Value ($000) $1,645 Avg Close $17.01 Range $13.80 - $18.95

Q3 2022

Shares 98,974 Value ($000) $1,436 Avg Close $16.01 Range $14.39 - $17.21

Q2 2022

Shares 109,462 Value ($000) $1,775 Avg Close $17.53 Range $15.51 - $19.97

Q1 2022

Shares 107,095 Value ($000) $2,093 Avg Close $18.92 Range $15.04 - $21.48

Q4 2021

Shares 165,526 Value ($000) $2,958 Avg Close $17.60 Range $15.74 - $18.67

Q3 2021

Shares 169,987 Value ($000) $2,710 Avg Close $16.20 Range $14.42 - $17.20

Q2 2021

Shares 164,373 Value ($000) $2,521 Avg Close $15.79 Range $14.91 - $16.58

Q1 2021

Shares 152,591 Value ($000) $2,370 Avg Close $15.37 Range $14.17 - $16.30

Q4 2020

Shares 154,596 Value ($000) $2,184 Avg Close $13.24 Range $11.07 - $14.78

Q3 2020

Shares 162,704 Value ($000) $1,814 Avg Close $11.99 Range $10.39 - $12.67

Q2 2020

Shares 166,570 Value ($000) $1,922 Avg Close $10.30 Range $8.67 - $12.00

Q1 2020

Shares 198,235 Value ($000) $1,836 Avg Close $11.53 Range $7.48 - $13.49

Q4 2019

Shares 139,413 Value ($000) $1,754 Avg Close $11.89 Range $10.52 - $12.63

Q3 2019

Shares 65,739 Value ($000) $744 Avg Close $11.26 Range $10.12 - $12.35

Q2 2019

Shares 52,547 Value ($000) $623 Avg Close $12.25 Range $11.32 - $13.55

Q1 2019

Shares 46,766 Value ($000) $566 Avg Close $12.67 Range $11.79 - $13.62

Q4 2018

Shares 48,829 Value ($000) $605 Avg Close $13.56 Range $11.61 - $15.66

Q3 2018

Shares 53,840 Value ($000) $847 Avg Close $15.72 Range $14.89 - $16.68

Q2 2018

Shares 46,676 Value ($000) $716 Avg Close $16.26 Range $15.03 - $17.75

Q1 2018

Shares 43,644 Value ($000) $771 Avg Close $19.01 Range $17.24 - $20.89

Q4 2017

Shares 122,605 Value ($000) $2,255 Avg Close $17.38 Range $16.79 - $18.47

Q3 2017

Shares 126,731 Value ($000) $2,173 Avg Close $17.10 Range $16.07 - $18.31

Q2 2017

Shares 93,020 Value ($000) $1,579 Avg Close $16.26 Range $15.10 - $17.71

Q1 2017

Shares 132,456 Value ($000) $2,093 Avg Close $16.09 Range $15.24 - $17.26

Q4 2016

Shares 139,940 Value ($000) $2,287 Avg Close $15.06 Range $13.21 - $17.44

Q3 2016

Shares 152,950 Value ($000) $2,115 Avg Close $13.61 Range $11.93 - $14.88

Q2 2016

Shares 219,638 Value ($000) $2,724 Avg Close $15.28 Range $12.45 - $17.38

Q1 2016

Shares 17,496 Value ($000) $262 Avg Close $16.24 Range $14.01 - $19.14

Q4 2015

Shares 31,064 Value ($000) $591 Avg Close $19.51 Range $18.18 - $20.70

Q3 2015

Shares 137,860 Value ($000) $2,703 Avg Close $21.19 Range $17.97 - $23.19

Q2 2015

Shares 95,897 Value ($000) $2,016 Avg Close $20.89 Range $18.77 - $22.17

Q1 2015

Shares 94,841 Value ($000) $1,815 Avg Close $17.40 Range $16.01 - $19.30

Q4 2014

Shares 112,934 Value ($000) $1,926 Avg Close $17.24 Range $15.04 - $23.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	283,013	$13,106	$40.40	$36.44 - $47.30
Q3 2025	253,240	$10,383	$38.84	$33.48 - $42.56
Q2 2025	215,150	$7,276	$30.94	$25.75 - $34.56
Q1 2025	226,246	$6,930	$33.35	$30.14 - $35.84
Q4 2024	195,629	$5,931	$31.70	$29.58 - $33.34
Q3 2024	162,503	$5,023	$30.05	$27.37 - $31.45
Q2 2024	170,835	$5,046	$29.73	$26.00 - $31.95
Q1 2024	145,263	$4,462	$29.54	$26.89 - $32.13
Q4 2023	148,935	$4,602	$26.30	$23.23 - $31.39
Q3 2023	109,282	$2,694	$23.36	$19.25 - $26.97
Q2 2023	108,480	$2,199	$20.11	$18.71 - $22.15
Q1 2023	96,188	$2,053	$20.86	$17.99 - $22.30
Q4 2022	88,104	$1,645	$17.01	$13.80 - $18.95
Q3 2022	98,974	$1,436	$16.01	$14.39 - $17.21
Q2 2022	109,462	$1,775	$17.53	$15.51 - $19.97
Q1 2022	107,095	$2,093	$18.92	$15.04 - $21.48
Q4 2021	165,526	$2,958	$17.60	$15.74 - $18.67
Q3 2021	169,987	$2,710	$16.20	$14.42 - $17.20
Q2 2021	164,373	$2,521	$15.79	$14.91 - $16.58
Q1 2021	152,591	$2,370	$15.37	$14.17 - $16.30
Q4 2020	154,596	$2,184	$13.24	$11.07 - $14.78
Q3 2020	162,704	$1,814	$11.99	$10.39 - $12.67
Q2 2020	166,570	$1,922	$10.30	$8.67 - $12.00
Q1 2020	198,235	$1,836	$11.53	$7.48 - $13.49
Q4 2019	139,413	$1,754	$11.89	$10.52 - $12.63
Q3 2019	65,739	$744	$11.26	$10.12 - $12.35
Q2 2019	52,547	$623	$12.25	$11.32 - $13.55
Q1 2019	46,766	$566	$12.67	$11.79 - $13.62
Q4 2018	48,829	$605	$13.56	$11.61 - $15.66
Q3 2018	53,840	$847	$15.72	$14.89 - $16.68
Q2 2018	46,676	$716	$16.26	$15.03 - $17.75
Q1 2018	43,644	$771	$19.01	$17.24 - $20.89
Q4 2017	122,605	$2,255	$17.38	$16.79 - $18.47
Q3 2017	126,731	$2,173	$17.10	$16.07 - $18.31
Q2 2017	93,020	$1,579	$16.26	$15.10 - $17.71
Q1 2017	132,456	$2,093	$16.09	$15.24 - $17.26
Q4 2016	139,940	$2,287	$15.06	$13.21 - $17.44
Q3 2016	152,950	$2,115	$13.61	$11.93 - $14.88
Q2 2016	219,638	$2,724	$15.28	$12.45 - $17.38
Q1 2016	17,496	$262	$16.24	$14.01 - $19.14
Q4 2015	31,064	$591	$19.51	$18.18 - $20.70
Q3 2015	137,860	$2,703	$21.19	$17.97 - $23.19
Q2 2015	95,897	$2,016	$20.89	$18.77 - $22.17
Q1 2015	94,841	$1,815	$17.40	$16.01 - $19.30
Q4 2014	112,934	$1,926	$17.24	$15.04 - $23.20