UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Voya Financial Advisors, Inc.'s Holding History (CIK: 0001424367)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 17,521 Value ($000) $193 Avg Close $11.99 Range $10.39 - $12.67

Q2 2020

Shares 17,446 Value ($000) $199 Avg Close $10.30 Range $8.67 - $12.00

Q1 2020

Shares 18,634 Value ($000) $177 Avg Close $11.53 Range $7.48 - $13.49

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	17,521	$193	$11.99	$10.39 - $12.67
Q2 2020	17,446	$199	$10.30	$8.67 - $12.00
Q1 2020	18,634	$177	$11.53	$7.48 - $13.49