UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 19,200 Value ($000) $328 Avg Close $17.38 Range $16.79 - $18.47

Q3 2017

Shares 19,200 Value ($000) $328 Avg Close $17.10 Range $16.07 - $18.31

Q4 2016

Shares 16,400 Value ($000) $256 Avg Close $15.06 Range $13.21 - $17.44

Q3 2016

Shares 20,100 Value ($000) $274 Avg Close $13.61 Range $11.93 - $14.88

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	19,200	$328	$17.38	$16.79 - $18.47
Q3 2017	19,200	$328	$17.10	$16.07 - $18.31
Q4 2016	16,400	$256	$15.06	$13.21 - $17.44
Q3 2016	20,100	$274	$13.61	$11.93 - $14.88