UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 15,884 Value ($000) $736 Avg Close $40.40 Range $36.44 - $47.30
Q3 2025
Shares 12,707 Value ($000) $521 Avg Close $38.84 Range $33.48 - $42.56
Q2 2025
Shares 7,947 Value ($000) $269 Avg Close $30.94 Range $25.75 - $34.56