UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

PALLADIEM, LLC's Holding History (CIK: 0001629271)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 1,006 Value ($000) $19 Avg Close $21.19 Range $17.97 - $23.19

Q2 2015

Shares 527 Value ($000) $11 Avg Close $20.89 Range $18.77 - $22.17

Q1 2015

Shares 527 Value ($000) $10 Avg Close $17.40 Range $16.01 - $19.30

Q4 2014

Shares 527 Value ($000) $9 Avg Close $17.24 Range $15.04 - $23.20

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	1,006	$19	$21.19	$17.97 - $23.19
Q2 2015	527	$11	$20.89	$18.77 - $22.17
Q1 2015	527	$10	$17.40	$16.01 - $19.30
Q4 2014	527	$9	$17.24	$15.04 - $23.20