UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 29,668 Value ($000) $506 Avg Close $17.24 Range $15.04 - $23.20