UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 42,220 Value ($000) $724 Avg Close $17.10 Range $16.07 - $18.31

Q2 2017

Shares 11,978 Value ($000) $186 Avg Close $16.26 Range $15.10 - $17.71

Q1 2017

Shares 21,991 Value ($000) $345 Avg Close $16.09 Range $15.24 - $17.26

Q4 2016

Shares 21,810 Value ($000) $342 Avg Close $15.06 Range $13.21 - $17.44

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	42,220	$724	$17.10	$16.07 - $18.31
Q2 2017	11,978	$186	$16.26	$15.10 - $17.71
Q1 2017	21,991	$345	$16.09	$15.24 - $17.26
Q4 2016	21,810	$342	$15.06	$13.21 - $17.44