UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 7,700 Value ($000) $238 Avg Close $26.30 Range $23.23 - $31.39
Q1 2023
Shares 480,000 Value ($000) $10,243 Avg Close $20.86 Range $17.99 - $22.30