UBS GROUP AG

Ticker: UBS CUSIP: H42097107 Class: Com

SeaCrest Wealth Management, LLC's Holding History (CIK: 0001728121)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 1,077 Value ($000) $13 Avg Close $12.67 Range $11.79 - $13.62

Q4 2018

Shares 1,066 Value ($000) $13 Avg Close $13.56 Range $11.61 - $15.66

Q3 2018

Shares 1,066 Value ($000) $17 Avg Close $15.72 Range $14.89 - $16.68

Q2 2018

Shares 1,266 Value ($000) $19 Avg Close $16.26 Range $15.03 - $17.75

Q1 2018

Shares 1,252 Value ($000) $22 Avg Close $19.01 Range $17.24 - $20.89

Q4 2017

Shares 1,265 Value ($000) $23 Avg Close $17.38 Range $16.79 - $18.47

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	1,077	$13	$12.67	$11.79 - $13.62
Q4 2018	1,066	$13	$13.56	$11.61 - $15.66
Q3 2018	1,066	$17	$15.72	$14.89 - $16.68
Q2 2018	1,266	$19	$16.26	$15.03 - $17.75
Q1 2018	1,252	$22	$19.01	$17.24 - $20.89
Q4 2017	1,265	$23	$17.38	$16.79 - $18.47