Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $73.52M (4.3% shares, 95.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TERADYNE INC | 7,394,000 | $25.21M | 34.3% | $3.48 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | NICE SYS INC | 6,230,000 | $20.31M | 27.6% | $2.81 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | RH | 3,803,000 | $13.07M | 17.8% | $3.44 | — | NOTE 6/1 | 74967XAA1 |
| — | FIREEYE INC | 5,443,000 | $5.437M | 7.4% | $1.00 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | NEW YORK MTG TR INC | 2,035,000 | $2.036M | 2.8% | $1.00 | — | NOTE 6.250% 1/1 | 649604AD7 |
| — | TWO HBRS INVT CORP | 1,918,000 | $1.937M | 2.6% | $1.01 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| STTK | SHATTUCK LABS INC | 78,935 | $1.609M | 2.2% | $32.14 | -33.4% | COM | 82024L103 |
| — | BLACKSTONE MORTGAGE TRUST IN | 1,547,000 | $1.564M | 2.1% | $1.01 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | RH | 250,000 | $779K | 1.1% | $3.16 | — | NOTE 9/1 | 74967XAD5 |
| OPFI | OPPFI INC | 59,438 | $467K | 0.6% | $8.80 | 0.0% | COM CL A | 68386H103 |
| — | US WELL SERVICES INC | 509,337 | $372K | 0.5% | $7.98 | — | CL A | 91274U101 |
| VICI | VICI PPTYS INC | 9,721 | $276K | 0.4% | $24.04 | 0.0% | COM | 925652109 |
| — | PDC ENERGY INC | 3,396 | $157K | 0.2% | $46.23 | — | COM | 69327R101 |
| PFF | ISHARES TR | 3,600 | $140K | 0.2% | $38.89 | — | PFD AND INCM SEC | 464288687 |
| GLUE | MONTE ROSA THERAPEUTICS INC | 2,300 | $51,000 | 0.1% | $28.66 | 0.0% | COM | 61225M102 |
| OPFI/WS | OPPFI INC | 29,719 | $46,000 | 0.1% | $1.55 | — | *W EXP 07/20/202 | 68386H111 |
| DSGN | DESIGN THERAPEUTICS INC | 2,500 | $37,000 | 0.1% | $16.62 | 0.0% | COM | 25056L103 |
| WBS | WEBSTER FINL CORP CONN | 138 | $8,000 | 0.0% | $49.77 | 0.0% | COM | 947890109 |
| — | RENEO PHARMACEUTICALS INC | 975 | $7,000 | 0.0% | $7.18 | — | COM | 75974E103 |