PIPER SANDLER & CO. Quant / Systematic

CIK: 0000724683 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $138,855 (8.9% shares, 91.1% debt)

Holdings (21)

— TESLA INC 29.9%

Value ($000) $41,496 Shares 3,682,000 Est. Cost $11.27 Unrealized —

— SERVICENOW INC 10.8%

Value ($000) $14,929 Shares 3,783,000 Est. Cost $3.95 Unrealized —

— TESLA INC 9.1%

Value ($000) $12,695 Shares 1,190,000 Est. Cost $10.67 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 8.9%

Value ($000) $12,425 Shares 12,550,000 Est. Cost $0.99 Unrealized —

— FIVE9 INC 8.0%

Value ($000) $11,168 Shares 2,719,000 Est. Cost $4.11 Unrealized —

— NOVELLUS SYS INC 6.6%

Value ($000) $9,108 Shares 613,000 Est. Cost $14.86 Unrealized —

STTK SHATTUCK LABS INC 4.1%

Value ($000) $5,709 Shares 108,935 Est. Cost $27.08 Unrealized -49.1%

— SOUTH JERSEY INDS INC 3.8%

Value ($000) $5,293 Shares 148,256 Est. Cost $35.70 Unrealized —

— ENCORE CAP GROUP INC 3.6%

Value ($000) $5,016 Shares 5,067,000 Est. Cost $0.99 Unrealized —

— TESLA INC 3.4%

Value ($000) $4,722 Shares 483,000 Est. Cost $9.78 Unrealized —

— RINGCENTRAL INC 3.4%

Value ($000) $4,720 Shares 1,148,000 Est. Cost $4.11 Unrealized —

— TUTOR PERINI CORP 2.4%

Value ($000) $3,293 Shares 3,360,000 Est. Cost $0.98 Unrealized —

— INPHI CORP 1.3%

Value ($000) $1,868 Shares 700,000 Est. Cost $2.67 Unrealized —

— SPIRIT RLTY CAP INC NEW 1.3%

Value ($000) $1,828 Shares 1,800,000 Est. Cost $1.02 Unrealized —

— NICE SYS INC 1.2%

Value ($000) $1,699 Shares 500,000 Est. Cost $2.81 Unrealized —

— HUBSPOT INC 1.1%

Value ($000) $1,549 Shares 395,000 Est. Cost $3.92 Unrealized —

— FG NEW AMER ACQUISITION CORP 0.5%

Value ($000) $631 Shares 59,437 Est. Cost $10.62 Unrealized —

— AYTU BIOSCIENCE INC 0.2%

Value ($000) $297 Shares 49,590 Est. Cost $5.99 Unrealized —

— US WELL SERVICES INC 0.2%

Value ($000) $209 Shares 509,337 Est. Cost $7.98 Unrealized —

RBB RBB BANCORP 0.1%

Value ($000) $166 Shares 10,777 Est. Cost $25.55 Unrealized 0.0%

— EATON VANCE CORP 0.0%

Value ($000) $34 Shares 500 Est. Cost $68.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TESLA INC	3,682,000	$41,496	29.9%	$11.27	—	NOTE 2.000% 5/1	88160RAG6
—	SERVICENOW INC	3,783,000	$14,929	10.8%	$3.95	—	NOTE 6/0	81762PAC6
—	TESLA INC	1,190,000	$12,695	9.1%	$10.67	—	NOTE 2.375% 3/1	88160RAD3
—	TEVA PHARMACEUTICAL FIN LLC	12,550,000	$12,425	8.9%	$0.99	—	DBCV 0.250% 2/0	88163VAE9
—	FIVE9 INC	2,719,000	$11,168	8.0%	$4.11	—	NOTE 0.125% 5/0	338307AB7
—	NOVELLUS SYS INC	613,000	$9,108	6.6%	$14.86	—	NOTE 2.625% 5/1	670008AD3
STTK	SHATTUCK LABS INC	108,935	$5,709	4.1%	$27.08	-49.1%	COM	82024L103
—	SOUTH JERSEY INDS INC	148,256	$5,293	3.8%	$35.70	—	UNIT 99/99/9999	838518116
—	ENCORE CAP GROUP INC	5,067,000	$5,016	3.6%	$0.99	—	NOTE 2.875% 3/1	292554AH5
—	TESLA INC	483,000	$4,722	3.4%	$9.78	—	NOTE 1.250% 3/0	88160RAC5
—	RINGCENTRAL INC	1,148,000	$4,720	3.4%	$4.11	—	NOTE 3/1	76680RAD9
—	TUTOR PERINI CORP	3,360,000	$3,293	2.4%	$0.98	—	NOTE 2.875% 6/1	901109AD0
—	INPHI CORP	700,000	$1,868	1.3%	$2.67	—	NOTE 0.750% 9/0	45772FAC1
—	SPIRIT RLTY CAP INC NEW	1,800,000	$1,828	1.3%	$1.02	—	NOTE 3.750% 5/1	84860WAB8
—	NICE SYS INC	500,000	$1,699	1.2%	$2.81	—	NOTE 1.250% 1/1	65366HAB9
—	HUBSPOT INC	395,000	$1,549	1.1%	$3.92	—	NOTE 0.250% 6/0	443573AB6
—	FG NEW AMER ACQUISITION CORP	59,437	$631	0.5%	$10.62	—	UNIT 08/31/2027	30259V205
—	AYTU BIOSCIENCE INC	49,590	$297	0.2%	$5.99	—	COM	054754874
—	US WELL SERVICES INC	509,337	$209	0.2%	$7.98	—	CL A	91274U101
RBB	RBB BANCORP	10,777	$166	0.1%	$25.55	0.0%	COM	74930B105
—	EATON VANCE CORP	500	$34	0.0%	$68.00	—	COM NON VTG	278265103