Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 12, 2022
Total Value: $110M (9.2% shares, 90.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SAILPOINT TECHNOLOGIES HLDGS | 13,526,000 | $30.05M | 27.3% | $2.22 | $2.22 | — | NOTE 0.125% 9/1 | 78781PAB1 |
| — | APOLLO COML REAL ESTATE FIN | 13,269,000 | $13.2M | 12.0% | $1.00 | $1.00 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | TESLA INC | 1,197,000 | $12.64M | 11.5% | $10.56 | $10.71 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | NOVAVAX INC | 6,000,000 | $5.94M | 5.4% | $0.99 | $0.99 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | BLACKSTONE MORTGAGE TRUST IN | 5,722,000 | $5.608M | 5.1% | $0.98 | $0.98 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | DTE ENERGY CO | 98,653 | $5.073M | 4.6% | $51.42 | $51.87 | — | UNIT 11/01/2022 | 233331842 |
| — | DIGITALBRIDGE GROUP INC | 4,503,000 | $4.402M | 4.0% | $0.98 | $0.98 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | ARBOR REALTY TRUST INC | 4,000,000 | $3.95M | 3.6% | $0.99 | $0.99 | — | NOTE 4.750%11/0 | 038923AP3 |
| — | WEIBO CORP | 4,035,000 | $3.944M | 3.6% | $0.98 | $0.98 | — | NOTE 1.250%11/1 | 948596AC5 |
| — | KKR REAL ESTATE FIN TR INC | 4,015,000 | $3.935M | 3.6% | $0.98 | $0.98 | — | NOTE 6.125% 5/1 | 48251KAB6 |
| — | HOPE BANCORP INC | 3,845,000 | $3.691M | 3.4% | $0.96 | $0.96 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | PTC THERAPEUTICS INC | 3,000,000 | $2.985M | 2.7% | $0.99 | $0.99 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| — | TERADYNE INC | 1,000,000 | $2.531M | 2.3% | $2.53 | $3.65 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | SUPERNUS PHARMACEUTICALS | 2,200,000 | $2.112M | 1.9% | $0.96 | $0.96 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | OSI SYSTEMS INC | 2,000,000 | $1.975M | 1.8% | $0.99 | $0.99 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | CHANGE HEALTHCARE INC | 22,576 | $1.669M | 1.5% | $73.93 | $73.93 | — | UNIT 06/30/2022 | 15912K209 |
| — | TRIP COM GROUP LTD | 1,500,000 | $1.485M | 1.4% | $0.99 | $0.99 | — | DBCV 1.250% 9/1 | 22943FAM2 |
| — | STARWOOD PPTY TR INC | 1,000,000 | $988K | 0.9% | $0.99 | $0.99 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | NUTANIX INC | 348,000 | $338K | 0.3% | $0.97 | $0.97 | — | NOTE 1/1 | 67059NAB4 |
| HYG | ISHARES TR | 3,500 | $258K | 0.2% | $73.71 | $77.75 | -5.3% | IBOXX HI YD ETF | 464288513 |
| — | ATLANTIC AVE ACQUISITION COR | 25,000 | $248K | 0.2% | $9.92 | $9.88 | — | COM CL A | 04906P101 |
| — | HEALTHCARE SERVICES ACQU COR | 25,000 | $246K | 0.2% | $9.84 | $9.80 | — | COM CL A | 42227K104 |
| SLAMF | SLAM CORP | 25,100 | $246K | 0.2% | $9.80 | $9.74 | +0.7% | CL A SHS | G8210L105 |
| — | LERER HIPPEAU ACQUISITION CO | 25,026 | $245K | 0.2% | $9.79 | $9.75 | — | CL A | 526749106 |
| — | ABG ACQUISITION CORP I | 25,000 | $245K | 0.2% | $9.80 | $9.80 | — | CL A SHS | G00496102 |
| — | TWO | 25,003 | $244K | 0.2% | $9.76 | $9.80 | — | COM CL A | G9152V101 |
| — | COLOMBIER ACQUISITION CORP | 25,000 | $243K | 0.2% | $9.72 | $9.68 | — | CL A | 19533H108 |
| — | DA32 LIFE SCNCE TEC ACQSTN C | 25,003 | $242K | 0.2% | $9.68 | $9.76 | — | CLASS A COM | 23312M106 |
| OPFI | OPPFI INC | 59,438 | $196K | 0.2% | $3.30 | $4.24 | -22.4% | COM CL A | 68386H103 |
| — | VECTOR ACQUISITION CORP II | 16,888 | $166K | 0.2% | $9.83 | $9.77 | — | CL A SHS | G9460A104 |
| PFF | ISHARES TR | 5,000 | $164K | 0.1% | $32.80 | $33.84 | -2.8% | PFD AND INCM SEC | 464288687 |
| STTK | SHATTUCK LABS INC | 39,467 | $160K | 0.1% | $4.05 | $27.08 | -85.0% | COM | 82024L103 |
| CABA | CABALETTA BIO INC | 145,000 | $154K | 0.1% | $1.06 | $1.41 | -25.0% | COM | 12674W109 |
| — | US WELL SERVICES INC | 145,525 | $137K | 0.1% | $0.94 | $1.10 | — | CL A NEW | 91274U200 |
| — | FINTECH EVOLUTION ACQUIS GRO | 5,705 | $56,000 | 0.1% | $9.82 | $9.82 | — | SHS CL A | G3R19A104 |
| — | BCLS ACQUISITION CORP | 5,603 | $55,000 | 0.1% | $9.82 | $9.82 | — | COM CL A | G0904B105 |
| — | BITE ACQUISITION CORP | 5,200 | $51,000 | 0.0% | $9.81 | $9.81 | — | COMMON STOCK | 09175K105 |
| REEWF | CARTESIAN GROWTH CORP II | 402,500 | $48,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 07/12/202 | G19305120 |
| OPFI/WS | OPPFI INC | 29,719 | $10,000 | 0.0% | $0.34 | $0.50 | — | *W EXP 07/20/202 | 68386H111 |
| — | BK OF AMERICA CORP | 4 | $5,000 | 0.0% | $1250.00 | $1250.00 | — | 7.25%CNV PFD L | 060505682 |
| PFFD | GLOBAL X FDS | 100 | $2,000 | 0.0% | $20.00 * | $21.68 | -2.2% | US PFD ETF | 37954Y657 |
| PGF | INVESCO EXCHANGE TRADED FD T | 100 | $2,000 | 0.0% | $20.00 * | $15.69 | -1.0% | FINL PFD ETF | 46137V621 |
| — | WELLS FARGO CO NEW | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | PERP PFD CNV A | 949746804 |
| — | LAKE SHORE BANCORP INC | 97 | $1,000 | 0.0% | $10.31 | $10.31 | — | COM | 510700107 |
| PGX | INVESCO EXCH TRADED FD TR II | 100 | $1,000 | 0.0% | $10.00 * | $12.57 | -1.8% | PFD ETF | 46138E511 |