Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 13, 2022
Total Value: $132M (34.7% shares, 65.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TERADYNE INC | 10,148,000 | $37.06M | 28.0% | $3.65 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | DANAHER CORPORATION | 13,427 | $26.23M | 19.8% | $1953.23 | — | 4.75 MND CV PFD | 235851300 |
| — | BLACKSTONE MORTGAGE TRUST IN | 13,921,000 | $13.92M | 10.5% | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | AVANTOR INC | 133,447 | $13.79M | 10.4% | $103.31 | — | 6.25 PFD CNV SR | 05352A209 |
| — | SERVICENOW INC | 2,400,000 | $9.901M | 7.5% | $3.95 | — | NOTE 6/0 | 81762PAC6 |
| — | MANDIANT INC | 6,179,000 | $6.148M | 4.7% | $0.99 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | NICE SYS INC | 2,015,000 | $5.113M | 3.9% | $2.61 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | TESLA INC | 258,000 | $4.392M | 3.3% | $11.27 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | APOLLO COML REAL ESTATE FIN | 4,040,000 | $4.022M | 3.0% | $1.00 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | VONAGE HLDGS CORP | 2,397,000 | $3.163M | 2.4% | $1.32 | — | NOTE 1.750% 6/0 | 92886TAJ1 |
| — | VEONEER INC | 1,500,000 | $2.544M | 1.9% | $1.70 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| VRP | INVESCO EXCH TRADED FD TR II | 70,000 | $1.711M | 1.3% | $24.44 | — | VAR RATE PFD | 46138G870 |
| — | DTE ENERGY CO | 23,724 | $1.264M | 1.0% | $53.28 | — | UNIT 11/01/2022S | 233331842 |
| — | ATLANTIC AVE ACQUISITION COR | 25,000 | $247K | 0.2% | $9.88 | — | COM CL A | 04906P101 |
| — | ABG ACQUISITION CORP I | 25,000 | $245K | 0.2% | $9.80 | — | CL A SHS | G00496102 |
| — | HEALTHCARE SERVICES ACQU COR | 25,000 | $245K | 0.2% | $9.80 | — | COM CL A | 42227K104 |
| SLAMF | SLAM CORP | 25,100 | $245K | 0.2% | $9.74 | 0.0% | CL A SHS | G8210L105 |
| — | TWO | 25,003 | $245K | 0.2% | $9.80 | — | COM CL A | G9152V101 |
| — | DA32 LIFE SCNCE TEC ACQSTN C | 25,003 | $244K | 0.2% | $9.76 | — | CLASS A COM | 23312M106 |
| — | LERER HIPPEAU ACQUISITION CO | 25,026 | $244K | 0.2% | $9.75 | — | CL A | 526749106 |
| — | COLOMBIER ACQUISITION CORP | 25,000 | $242K | 0.2% | $9.68 | — | CL A | 19533H108 |
| OPFI | OPPFI INC | 59,438 | $204K | 0.2% | $4.24 | 0.0% | COM CL A | 68386H103 |
| STTK | SHATTUCK LABS INC | 39,467 | $168K | 0.1% | $27.08 | -79.1% | COM | 82024L103 |
| — | VECTOR ACQUISITION CORP II | 16,888 | $165K | 0.1% | $9.77 | — | CL A SHS | G9460A104 |
| — | US WELL SERVICES INC | 145,525 | $160K | 0.1% | $1.10 | — | CL A NEW | 91274U200 |
| — | FINTECH EVOLUTION ACQUIS GRO | 5,705 | $56,000 | 0.0% | $9.82 | — | SHS CL A | G3R19A104 |
| — | BCLS ACQUISITION CORP | 5,603 | $55,000 | 0.0% | $9.82 | — | COM CL A | G0904B105 |
| — | BITE ACQUISITION CORP | 5,200 | $51,000 | 0.0% | $9.81 | — | COMMON STOCK | 09175K105 |
| — | BLACKROCK CAP INVT CORP | 50,000 | $50,000 | 0.0% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | RH | 13,000 | $21,000 | 0.0% | $1.62 | — | NOTE 6/1 | 74967XAA1 |
| OPFI/WS | OPPFI INC | 29,719 | $15,000 | 0.0% | $0.50 | — | *W EXP 07/20/202 | 68386H111 |
| — | LIMESTONE BANCORP INC | 573 | $12,000 | 0.0% | $20.94 | — | COM | 53262L105 |
| — | FOOT LOCKER INC | 271 | $8,000 | 0.0% | $29.52 | — | COM | 344849104 |
| OBT | ORANGE CNTY BANCORP INC | 98 | $4,000 | 0.0% | $20.39 | 0.0% | COM | 68417L107 |
| DOLE | DOLE PLC | 102 | $1,000 | 0.0% | $12.61 | 0.0% | ORD SHS | G27907107 |
| — | BERRY GLOBAL GROUP INC | 1 | $0 | 0.0% | — | — | COM | 08579W103 |
| MVIS | MICROVISION INC DEL | 86 | $0 | 0.0% | $3.94 | 0.0% | COM NEW | 594960304 |