PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 13, 2022

Total Value ($000): $25,857,348 (100.0% shares, 0.0% debt)

Holdings (37)

SPDN Direxion Daily S&P 500 Bear 1x (spdn) 19.3%

Value ($000) $4,990,629 Shares 279,118 Est. Cost $17880.00 Unrealized —

SHY ISHARES ETF 1-3 YR TREASURY BOND (shy) 14.5%

Value ($000) $3,744,187 Shares 46,105 Est. Cost $81210.00 Unrealized —

IVV S&P 500 INDX (ivv) 12.8%

Value ($000) $3,297,231 Shares 9,193 Est. Cost $206301.94 Unrealized —

VOO Vanguard Index S&P 500 (voo) 6.4%

Value ($000) $1,645,767 Shares 5,013 Est. Cost $185896.14 Unrealized —

— ProShares UltraShort S&P 500 (sds) 5.9%

Value ($000) $1,514,754 Shares 27,758 Est. Cost $54570.00 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.9%

Value ($000) $1,258,026 Shares 4,707 Est. Cost $267267.06 Unrealized —

RWM ProShares Short Russell 2000 (rwm) 4.7%

Value ($000) $1,223,815 Shares 46,427 Est. Cost $26359.98 Unrealized —

VTWO Vanguard Russell 2000 ETF (vtwo) 4.5%

Value ($000) $1,163,988 Shares 17,469 Est. Cost $66631.63 Unrealized —

— ProShares Short S&P500 (sh) 3.4%

Value ($000) $875,750 Shares 50,680 Est. Cost $17279.99 Unrealized —

XOP SPDR Ser Tr S&P Oil & Gas ETF (xop) 2.8%

Value ($000) $731,233 Shares 5,863 Est. Cost $124719.94 Unrealized —

— ProShares TR UltraShort QQQ New (qid) 2.6%

Value ($000) $679,441 Shares 24,770 Est. Cost $27430.00 Unrealized —

— Checkpoint Therapeutics, Inc. (ckpt) 1.6%

Value ($000) $408,070 Shares 392,375 Est. Cost $1488.86 Unrealized —

DV Doubleverify Holdings Inc. (dv) 1.5%

Value ($000) $384,705 Shares 14,066 Est. Cost $25.78 Unrealized 0.0%

BAX Baxter International Inc. (bax) 1.4%

Value ($000) $354,991 Shares 6,591 Est. Cost $55.31 Unrealized 0.0%

BXSL Blackstone Secured Lending Fund (bxsl) 1.3%

Value ($000) $345,943 Shares 15,213 Est. Cost $16.55 Unrealized 0.0%

SRPT Sarepta Therapeutics Inc. (srpt) 1.3%

Value ($000) $345,216 Shares 3,123 Est. Cost $100.79 Unrealized 0.0%

FSK FS KKR Capital Corp. (fsk) 1.3%

Value ($000) $345,118 Shares 20,361 Est. Cost $11.76 Unrealized +6.0%

GOOG Alphabet Inc Cap Cl C (goog) 1.2%

Value ($000) $320,275 Shares 3,331 Est. Cost $110.83 Unrealized 0.0%

ENPH Enphase Energy, Inc. (enph) 1.2%

Value ($000) $317,980 Shares 1,146 Est. Cost $269.72 Unrealized 0.0%

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 1.0%

Value ($000) $267,388 Shares 1,069 Est. Cost $399139.70 Unrealized —

PLAB Photronics Inc (plab) 0.9%

Value ($000) $229,022 Shares 15,665 Est. Cost $19.67 Unrealized 0.0%

AM Antero Midstream Corp (am) 0.8%

Value ($000) $205,732 Shares 22,411 Est. Cost $7.77 Unrealized 0.0%

GNRC Generac Holdings Inc. (gnrc) 0.8%

Value ($000) $204,861 Shares 1,150 Est. Cost $229.23 Unrealized 0.0%

KMI KINDER MORGAN INC DEL (kmi) 0.7%

Value ($000) $189,296 Shares 11,376 Est. Cost $11.56 Unrealized +27.8%

— BioXcel Therapeutics, Inc. (btai) 0.7%

Value ($000) $177,772 Shares 15,040 Est. Cost $11819.95 Unrealized —

F Ford Motor (f) 0.6%

Value ($000) $159,656 Shares 14,255 Est. Cost $10.86 Unrealized 0.0%

— Fortress Biotech Inc. (fbio) 0.3%

Value ($000) $82,130 Shares 95,500 Est. Cost $2499.99 Unrealized —

PNNT PENNANTPARK INVSTMNT CRP (pnnt) 0.2%

Value ($000) $63,854 Shares 11,695 Est. Cost $3.98 Unrealized -1.8%

— Windtree Therapeutics, Inc. (wint) 0.2%

Value ($000) $56,136 Shares 187,060 Est. Cost $300.10 Unrealized —

— Hepion Pharmaceuticals, Inc. (hepa) 0.2%

Value ($000) $54,518 Shares 107,915 Est. Cost $1493.61 Unrealized —

— BioLineRx Ltd. (blrx) 0.2%

Value ($000) $44,270 Shares 47,860 Est. Cost $2378.75 Unrealized —

FOFA Qualis Innovations, Inc. (qlis) 0.2%

Value ($000) $42,339 Shares 22,284 Est. Cost $0.82 Unrealized +116.0%

VKTX Viking Therapeutics, Inc. (vktx) 0.2%

Value ($000) $40,283 Shares 14,810 Est. Cost $3.28 Unrealized 0.0%

— Virios Therapeutics Inc. (viri) 0.1%

Value ($000) $30,664 Shares 80,590 Est. Cost $380.49 Unrealized —

— Aileron Therapeutics Inc. (alrn) 0.1%

Value ($000) $24,307 Shares 117,600 Est. Cost $501.92 Unrealized —

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value ($000) $20,075 Shares 16,455 Est. Cost $1332.52 Unrealized —

— Synlogic, Inc. (sybx) 0.1%

Value ($000) $17,926 Shares 18,870 Est. Cost $949.97 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPDN	Direxion Daily S&P 500 Bear 1x (spdn)	279,118	$4,990,629	19.3%	$17880.00	—	ETF	25460E869
SHY	ISHARES ETF 1-3 YR TREASURY BOND (shy)	46,105	$3,744,187	14.5%	$81210.00	—	ETF	464287457
IVV	S&P 500 INDX (ivv)	9,193	$3,297,231	12.8%	$206301.94	—	ETF	464287200
VOO	Vanguard Index S&P 500 (voo)	5,013	$1,645,767	6.4%	$185896.14	—	ETF	922908363
—	ProShares UltraShort S&P 500 (sds)	27,758	$1,514,754	5.9%	$54570.00	—	ETF	74347G416
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	4,707	$1,258,026	4.9%	$267267.06	—	ETF	46090E103
RWM	ProShares Short Russell 2000 (rwm)	46,427	$1,223,815	4.7%	$26359.98	—	ETF	74348A210
VTWO	Vanguard Russell 2000 ETF (vtwo)	17,469	$1,163,988	4.5%	$66631.63	—	ETF	92206C664
—	ProShares Short S&P500 (sh)	50,680	$875,750	3.4%	$17279.99	—	ETF	74347B425
XOP	SPDR Ser Tr S&P Oil & Gas ETF (xop)	5,863	$731,233	2.8%	$124719.94	—	ETF	78468R556
—	ProShares TR UltraShort QQQ New (qid)	24,770	$679,441	2.6%	$27430.00	—	ETF	74347G739
—	Checkpoint Therapeutics, Inc. (ckpt)	392,375	$408,070	1.6%	$1488.86	—	COM	162828107
DV	Doubleverify Holdings Inc. (dv)	14,066	$384,705	1.5%	$25.78	0.0%	COM	25862V105
BAX	Baxter International Inc. (bax)	6,591	$354,991	1.4%	$55.31	0.0%	COM	071813109
BXSL	Blackstone Secured Lending Fund (bxsl)	15,213	$345,943	1.3%	$16.55	0.0%	COM	09261X102
SRPT	Sarepta Therapeutics Inc. (srpt)	3,123	$345,216	1.3%	$100.79	0.0%	COM	803607100
FSK	FS KKR Capital Corp. (fsk)	20,361	$345,118	1.3%	$11.76	+6.0%	COM	302635206
GOOG	Alphabet Inc Cap Cl C (goog)	3,331	$320,275	1.2%	$110.83	0.0%	COM	02079K107
ENPH	Enphase Energy, Inc. (enph)	1,146	$317,980	1.2%	$269.72	0.0%	COM	29355A107
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	1,069	$267,388	1.0%	$399139.70	—	ETF	464287515
PLAB	Photronics Inc (plab)	15,665	$229,022	0.9%	$19.67	0.0%	COM	719405102
AM	Antero Midstream Corp (am)	22,411	$205,732	0.8%	$7.77	0.0%	COM	03676B102
GNRC	Generac Holdings Inc. (gnrc)	1,150	$204,861	0.8%	$229.23	0.0%	COM	368736104
KMI	KINDER MORGAN INC DEL (kmi)	11,376	$189,296	0.7%	$11.56	+27.8%	COM	49456B101
—	BioXcel Therapeutics, Inc. (btai)	15,040	$177,772	0.7%	$11819.95	—	COM	09075P105
F	Ford Motor (f)	14,255	$159,656	0.6%	$10.86	0.0%	COM	345370860
—	Fortress Biotech Inc. (fbio)	95,500	$82,130	0.3%	$2499.99	—	COM	34960Q109
PNNT	PENNANTPARK INVSTMNT CRP (pnnt)	11,695	$63,854	0.2%	$3.98	-1.8%	COM	708062104
—	Windtree Therapeutics, Inc. (wint)	187,060	$56,136	0.2%	$300.10	—	COM	97382D303
—	Hepion Pharmaceuticals, Inc. (hepa)	107,915	$54,518	0.2%	$1493.61	—	COM	426897104
—	BioLineRx Ltd. (blrx)	47,860	$44,270	0.2%	$2378.75	—	COM	09071M205
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$42,339	0.2%	$0.82	+116.0%	COM	74754Q105
VKTX	Viking Therapeutics, Inc. (vktx)	14,810	$40,283	0.2%	$3.28	0.0%	COM	92686J106
—	Virios Therapeutics Inc. (viri)	80,590	$30,664	0.1%	$380.49	—	COM	92829J104
—	Aileron Therapeutics Inc. (alrn)	117,600	$24,307	0.1%	$501.92	—	COM	00887A105
—	Outlook Therapeutics, Inc. (otlk)	16,455	$20,075	0.1%	$1332.52	—	COM	69012T206
—	Synlogic, Inc. (sybx)	18,870	$17,926	0.1%	$949.97	—	COM	87166L100