PVG ASSET MANAGEMENT CORP Quant / Systematic

Location: Golden, CO

CIK: 0000820434 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 13, 2022

Total Value: $25.86M (100.0% shares, 0.0% debt)

Holdings (37)

SPDN Direxion Daily S&P 500 Bear 1x (spdn) 19.3%

Value $4.991M Shares 279,118 Share Price $17.88 Est. Cost/Share $16.20 Unrealized @ Report Date +10.3%

SHY ISHARES ETF 1-3 YR TREASURY BOND (shy) 14.5%

Value $3.744M Shares 46,105 Share Price $81.21 Est. Cost/Share $82.30 Unrealized @ Report Date -1.3%

IVV S&P 500 INDX (ivv) 12.8%

Value $3.297M Shares 9,193 Share Price $358.67 Est. Cost/Share $245.14 Unrealized @ Report Date +46.3%

VOO Vanguard Index S&P 500 (voo) 6.4%

Value $1.646M Shares 5,013 Share Price $328.30 Est. Cost/Share $220.93 Unrealized @ Report Date +48.6%

— ProShares UltraShort S&P 500 (sds) 5.9%

Value $1.515M Shares 27,758 Share Price $54.57 Est. Cost/Share $54.57 Unrealized @ Report Date —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.9%

Value $1.258M Shares 4,707 Share Price $267.27 Est. Cost/Share $301.80 Unrealized @ Report Date -11.4%

RWM ProShares Short Russell 2000 (rwm) 4.7%

Value $1.224M Shares 46,427 Share Price $26.36 Est. Cost/Share $24.15 Unrealized @ Report Date +9.2%

VTWO Vanguard Russell 2000 ETF (vtwo) 4.5%

Value $1.164M Shares 17,469 Share Price $66.63 Est. Cost/Share $73.61 Unrealized @ Report Date -9.5%

— ProShares Short S&P500 (sh) 3.4%

Value $876K Shares 50,680 Share Price $17.28 Est. Cost/Share $17.28 Unrealized @ Report Date —

XOP SPDR Ser Tr S&P Oil & Gas ETF (xop) 2.8%

Value $731K Shares 5,863 Share Price $124.72 Est. Cost/Share $131.99 Unrealized @ Report Date -5.5%

— ProShares TR UltraShort QQQ New (qid) 2.6%

Value $679K Shares 24,770 Share Price $27.43 Est. Cost/Share $27.43 Unrealized @ Report Date —

— Checkpoint Therapeutics, Inc. (ckpt) 1.6%

Value $408K Shares 392,375 Share Price $1.04 Est. Cost/Share $1.49 Unrealized @ Report Date —

DV Doubleverify Holdings Inc. (dv) 1.5%

Value $385K Shares 14,066 Share Price $27.35 Est. Cost/Share $25.78 Unrealized @ Report Date +6.1%

BAX Baxter International Inc. (bax) 1.4%

Value $355K Shares 6,591 Share Price $53.86 * Est. Cost/Share $55.31 Unrealized @ Report Date -10.2%

BXSL Blackstone Secured Lending Fund (bxsl) 1.3%

Value $346K Shares 15,213 Share Price $22.74 * Est. Cost/Share $16.55 Unrealized @ Report Date -2.2%

SRPT Sarepta Therapeutics Inc. (srpt) 1.3%

Value $345K Shares 3,123 Share Price $110.54 Est. Cost/Share $100.79 Unrealized @ Report Date +9.7%

FSK FS KKR Capital Corp. (fsk) 1.3%

Value $345K Shares 20,361 Share Price $16.95 * Est. Cost/Share $11.76 Unrealized @ Report Date -11.7%

GOOG Alphabet Inc Cap Cl C (goog) 1.2%

Value $320K Shares 3,331 Share Price $96.15 Est. Cost/Share $110.83 Unrealized @ Report Date -13.9%

ENPH Enphase Energy, Inc. (enph) 1.2%

Value $318K Shares 1,146 Share Price $277.47 Est. Cost/Share $269.72 Unrealized @ Report Date +2.9%

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 1.0%

Value $267K Shares 1,069 Share Price $250.13 * Est. Cost/Share $81.61 Unrealized @ Report Date -38.7%

PLAB Photronics Inc (plab) 0.9%

Value $229K Shares 15,665 Share Price $14.62 Est. Cost/Share $19.67 Unrealized @ Report Date -25.7%

AM Antero Midstream Corp (am) 0.8%

Value $206K Shares 22,411 Share Price $9.18 * Est. Cost/Share $7.77 Unrealized @ Report Date -6.3%

GNRC Generac Holdings Inc. (gnrc) 0.8%

Value $205K Shares 1,150 Share Price $178.14 Est. Cost/Share $229.23 Unrealized @ Report Date -22.3%

KMI KINDER MORGAN INC DEL (kmi) 0.7%

Value $189K Shares 11,376 Share Price $16.64 * Est. Cost/Share $11.56 Unrealized @ Report Date +20.1%

— BioXcel Therapeutics, Inc. (btai) 0.7%

Value $178K Shares 15,040 Share Price $11.82 Est. Cost/Share $11.82 Unrealized @ Report Date —

F Ford Motor (f) 0.6%

Value $160K Shares 14,255 Share Price $11.20 * Est. Cost/Share $10.86 Unrealized @ Report Date -19.7%

— Fortress Biotech Inc. (fbio) 0.3%

Value $82,130 Shares 95,500 Share Price $0.86 Est. Cost/Share $2.50 Unrealized @ Report Date —

PNNT PENNANTPARK INVSTMNT CRP (pnnt) 0.2%

Value $63,854 Shares 11,695 Share Price $5.46 * Est. Cost/Share $3.98 Unrealized @ Report Date -13.5%

— Windtree Therapeutics, Inc. (wint) 0.2%

Value $56,136 Shares 187,060 Share Price $0.30 Est. Cost/Share $0.30 Unrealized @ Report Date —

— Hepion Pharmaceuticals, Inc. (hepa) 0.2%

Value $54,518 Shares 107,915 Share Price $0.51 Est. Cost/Share $1.49 Unrealized @ Report Date —

— BioLineRx Ltd. (blrx) 0.2%

Value $44,270 Shares 47,860 Share Price $0.92 Est. Cost/Share $2.38 Unrealized @ Report Date —

FOFA Qualis Innovations, Inc. (qlis) 0.2%

Value $42,339 Shares 22,284 Share Price $1.90 * Est. Cost/Share $0.82 Unrealized @ Report Date +116.0%

VKTX Viking Therapeutics, Inc. (vktx) 0.2%

Value $40,283 Shares 14,810 Share Price $2.72 Est. Cost/Share $3.28 Unrealized @ Report Date -17.0%

— Virios Therapeutics Inc. (viri) 0.1%

Value $30,664 Shares 80,590 Share Price $0.38 Est. Cost/Share $0.38 Unrealized @ Report Date —

— Aileron Therapeutics Inc. (alrn) 0.1%

Value $24,307 Shares 117,600 Share Price $0.21 Est. Cost/Share $0.50 Unrealized @ Report Date —

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value $20,075 Shares 16,455 Share Price $1.22 Est. Cost/Share $1.33 Unrealized @ Report Date —

— Synlogic, Inc. (sybx) 0.1%

Value $17,926 Shares 18,870 Share Price $0.95 Est. Cost/Share $0.95 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPDN	Direxion Daily S&P 500 Bear 1x (spdn)	279,118	$4.991M	19.3%	$17.88	$16.20	+10.3%	ETF	25460E869
SHY	ISHARES ETF 1-3 YR TREASURY BOND (shy)	46,105	$3.744M	14.5%	$81.21	$82.30	-1.3%	ETF	464287457
IVV	S&P 500 INDX (ivv)	9,193	$3.297M	12.8%	$358.67	$245.14	+46.3%	ETF	464287200
VOO	Vanguard Index S&P 500 (voo)	5,013	$1.646M	6.4%	$328.30	$220.93	+48.6%	ETF	922908363
—	ProShares UltraShort S&P 500 (sds)	27,758	$1.515M	5.9%	$54.57	$54.57	—	ETF	74347G416
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	4,707	$1.258M	4.9%	$267.27	$301.80	-11.4%	ETF	46090E103
RWM	ProShares Short Russell 2000 (rwm)	46,427	$1.224M	4.7%	$26.36	$24.15	+9.2%	ETF	74348A210
VTWO	Vanguard Russell 2000 ETF (vtwo)	17,469	$1.164M	4.5%	$66.63	$73.61	-9.5%	ETF	92206C664
—	ProShares Short S&P500 (sh)	50,680	$876K	3.4%	$17.28	$17.28	—	ETF	74347B425
XOP	SPDR Ser Tr S&P Oil & Gas ETF (xop)	5,863	$731K	2.8%	$124.72	$131.99	-5.5%	ETF	78468R556
—	ProShares TR UltraShort QQQ New (qid)	24,770	$679K	2.6%	$27.43	$27.43	—	ETF	74347G739
—	Checkpoint Therapeutics, Inc. (ckpt)	392,375	$408K	1.6%	$1.04	$1.49	—	COM	162828107
DV	Doubleverify Holdings Inc. (dv)	14,066	$385K	1.5%	$27.35	$25.78	+6.1%	COM	25862V105
BAX	Baxter International Inc. (bax)	6,591	$355K	1.4%	$53.86 *	$55.31	-10.2%	COM	071813109
BXSL	Blackstone Secured Lending Fund (bxsl)	15,213	$346K	1.3%	$22.74 *	$16.55	-2.2%	COM	09261X102
SRPT	Sarepta Therapeutics Inc. (srpt)	3,123	$345K	1.3%	$110.54	$100.79	+9.7%	COM	803607100
FSK	FS KKR Capital Corp. (fsk)	20,361	$345K	1.3%	$16.95 *	$11.76	-11.7%	COM	302635206
GOOG	Alphabet Inc Cap Cl C (goog)	3,331	$320K	1.2%	$96.15	$110.83	-13.9%	COM	02079K107
ENPH	Enphase Energy, Inc. (enph)	1,146	$318K	1.2%	$277.47	$269.72	+2.9%	COM	29355A107
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	1,069	$267K	1.0%	$250.13 *	$81.61	-38.7%	ETF	464287515
PLAB	Photronics Inc (plab)	15,665	$229K	0.9%	$14.62	$19.67	-25.7%	COM	719405102
AM	Antero Midstream Corp (am)	22,411	$206K	0.8%	$9.18 *	$7.77	-6.3%	COM	03676B102
GNRC	Generac Holdings Inc. (gnrc)	1,150	$205K	0.8%	$178.14	$229.23	-22.3%	COM	368736104
KMI	KINDER MORGAN INC DEL (kmi)	11,376	$189K	0.7%	$16.64 *	$11.56	+20.1%	COM	49456B101
—	BioXcel Therapeutics, Inc. (btai)	15,040	$178K	0.7%	$11.82	$11.82	—	COM	09075P105
F	Ford Motor (f)	14,255	$160K	0.6%	$11.20 *	$10.86	-19.7%	COM	345370860
—	Fortress Biotech Inc. (fbio)	95,500	$82,130	0.3%	$0.86	$2.50	—	COM	34960Q109
PNNT	PENNANTPARK INVSTMNT CRP (pnnt)	11,695	$63,854	0.2%	$5.46 *	$3.98	-13.5%	COM	708062104
—	Windtree Therapeutics, Inc. (wint)	187,060	$56,136	0.2%	$0.30	$0.30	—	COM	97382D303
—	Hepion Pharmaceuticals, Inc. (hepa)	107,915	$54,518	0.2%	$0.51	$1.49	—	COM	426897104
—	BioLineRx Ltd. (blrx)	47,860	$44,270	0.2%	$0.92	$2.38	—	COM	09071M205
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$42,339	0.2%	$1.90 *	$0.82	+116.0%	COM	74754Q105
VKTX	Viking Therapeutics, Inc. (vktx)	14,810	$40,283	0.2%	$2.72	$3.28	-17.0%	COM	92686J106
—	Virios Therapeutics Inc. (viri)	80,590	$30,664	0.1%	$0.38	$0.38	—	COM	92829J104
—	Aileron Therapeutics Inc. (alrn)	117,600	$24,307	0.1%	$0.21	$0.50	—	COM	00887A105
—	Outlook Therapeutics, Inc. (otlk)	16,455	$20,075	0.1%	$1.22	$1.33	—	COM	69012T206
—	Synlogic, Inc. (sybx)	18,870	$17,926	0.1%	$0.95	$0.95	—	COM	87166L100